We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOL
2851
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$102K ﹤0.01%
8,900
-89,638
-91% -$919K
USA icon
2852
Liberty All-Star Equity Fund
USA
$1.84B
$100K ﹤0.01%
16,658
– –
AT
2853
DELISTED
Atlantic Power Corporation
AT
$98K ﹤0.01%
36,167
+12,428
+52% +$28.6K
SBLK icon
2854
Star Bulk Carriers
SBLK
$3.12B
$97K ﹤0.01%
+2,947
New +$124K
MDR
2855
DELISTED
McDermott International
MDR
$97K ﹤0.01%
11,160
-42,789
-79% -$480K
BKS
2856
PUT
DELISTED
Barnes & Noble
BKS
$93K ﹤0.01%
+6,104
New +$86.6K
SNMX
2857
DELISTED
Senomyx, Inc.
SNMX
$93K ﹤0.01%
15,405
+4,616
+43% +$29.6K
COVS
2858
DELISTED
Covisint Corporation
COVS
$91K ﹤0.01%
+34,326
New +$98.3K
PCO
2859
DELISTED
Pendrell Corporation - Class A
PCO
$91K ﹤0.01%
66
+18
+38% +$25.2K
EPM icon
2860
Evolution Petroleum
EPM
$125M
$90K ﹤0.01%
+12,151
New +$102K
GLUU
2861
DELISTED
Glu Mobile Inc.
GLUU
$86K ﹤0.01%
22,001
-2,957
-12% -$12K
KEG
2862
DELISTED
KEY ENERGY SERVICES INC
KEG
$86K ﹤0.01%
51,466
-53,360
-51% -$89.2K
FOLD
2863
DELISTED
Amicus Therapeutics
FOLD
$84K ﹤0.01%
+10,054
New +$69K
EWW icon
2864
iShares MSCI Mexico ETF
EWW
$1.97B
$83K ﹤0.01%
1,400
-1,400
-50% -$90K
WIFI
2865
DELISTED
Boingo Wireless, Inc.
WIFI
$83K ﹤0.01%
+10,822
New +$80.4K
GDP
2866
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$83K ﹤0.01%
18,666
-312,137
-94% -$2.43M
IMBI
2867
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$82K ﹤0.01%
+1,237
New +$77.3K
GST
2868
DELISTED
Gastar Exploration Inc.
GST
$82K ﹤0.01%
33,986
+19,539
+135% +$71.2K
XCO
2869
DELISTED
Exco Resources
XCO
$82K ﹤0.01%
2,513
-24,377
-91% -$1.02M
LSCC icon
2870
Lattice Semiconductor
LSCC
$18.2B
$81K ﹤0.01%
11,814
-938
-7% -$6.16K
MHR
2871
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$80K ﹤0.01%
25,621
-30,241
-54% -$129K
ACGN
2872
DELISTED
Aceragen Inc
ACGN
$79K ﹤0.01%
131
+16
+14% +$6.41K
CDR
2873
DELISTED
Cedar Realty Trust, Inc
CDR
$78K ﹤0.01%
+1,605
New +$70.6K
HLIT icon
2874
Harmonic Inc
HLIT
$1.3B
$77K ﹤0.01%
11,018
-163,525
-94% -$1.09M
AREX
2875
DELISTED
Approach Resources Inc.
AREX
$77K ﹤0.01%
+12,080
New +$116K
113 114
115
116 117

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.