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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NYT icon
2851
New York Times
NYT
$10.3B
$151K ﹤0.01%
13,473
-6,129
-31% -$79.1K
LBTYK icon
2852
Liberty Global Class C
LBTYK
$3.51B
$149K ﹤0.01%
4,493
-8,951
-67% -$302K
RJET
2853
DELISTED
REPUBLIC AWYS HLDGS INC
RJET
$148K ﹤0.01%
13,380
-468
-3% -$4.92K
SEM
2854
DELISTED
Select Medical
SEM
$147K ﹤0.01%
+22,792
New +$176K
TFSL icon
2855
TFS Financial
TFSL
$4.98B
$147K ﹤0.01%
+10,249
New +$143K
INFN
2856
DELISTED
Infinera Corporation Common Stock
INFN
$147K ﹤0.01%
13,817
-7,227
-34% -$70.8K
BHK icon
2857
BlackRock Core Bond Trust
BHK
$664M
$146K ﹤0.01%
10,915
-9,214
-46% -$125K
RAD
2858
CALL
DELISTED
Rite Aid Corporation
RAD
$145K ﹤0.01%
+1,500
New +$194K
SAAS
2859
DELISTED
inContact, Inc.
SAAS
$143K ﹤0.01%
16,378
-14,228
-46% -$126K
CMK
2860
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$141K ﹤0.01%
16,899
-1,122
-6% -$9.43K
WNC icon
2861
Wabash National
WNC
$521M
$137K ﹤0.01%
+10,214
New +$141K
IO
2862
DELISTED
ION Geophysical Corporation
IO
$130K ﹤0.01%
3,098
+279
+10% +$14.9K
GLUU
2863
DELISTED
Glu Mobile Inc.
GLUU
$129K ﹤0.01%
24,958
-12,482
-33% -$69.8K
OME
2864
DELISTED
Omega Protein
OME
$128K ﹤0.01%
10,229
-5,215
-34% -$72.7K
CVEO icon
2865
Civeo
CVEO
$316M
$124K ﹤0.01%
892
-1,781
-67% -$536K
GGZ
2866
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$124K ﹤0.01%
12,141
+1,114
+10% +$11.7K
OWW
2867
DELISTED
ORBITZ WORLDWIDE, INC
OWW
$121K ﹤0.01%
+15,398
New +$132K
PMCS
2868
DELISTED
P M C SIERRA INC
PMCS
$119K ﹤0.01%
16,016
-1,067
-6% -$7.81K
JOF
2869
Japan Smaller Capitalization Fund
JOF
$349M
$113K ﹤0.01%
11,652
+730
+7% +$7.04K
WWW icon
2870
PUT
Wolverine World Wide
WWW
$1.55B
$113K ﹤0.01%
+4,500
New +$116K
KEF
2871
DELISTED
Korea Equity Fund
KEF
$113K ﹤0.01%
13,651
+518
+4% +$4.54K
FSYS
2872
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
$108K ﹤0.01%
12,060
-4,613
-28% -$47.6K
FAX
2873
abrdn Asia-Pacific Income Fund
FAX
$596M
$107K ﹤0.01%
+3,026
New +$111K
WRES
2874
DELISTED
WARREN RESOURCES INC
WRES
$107K ﹤0.01%
20,108
+8,933
+80% +$54.7K
RBBN icon
2875
Ribbon Communications
RBBN
$377M
$106K ﹤0.01%
6,184
-1,691
-21% -$32.3K
113 114
115
116 117

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.