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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41B
AUM Growth
-$1.22B
Cap. Flow
-$1.4B
Cap. Flow %
-3.42%
Top 10 Hldgs %
7.61%
Holding
2,857
New
150
Increased
1,149
Reduced
1,452
Closed
90

Top Buys

Rank Stock Value
1
IPGP icon
IPG Photonics
IPGP
+$83.6M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$79.8M
3
TTWO icon
Take-Two Interactive
TTWO
+$54.2M
4
SIVB
SVB Financial Group
SIVB
+$47.1M
5
NKTR icon
Nektar Therapeutics
NKTR
+$41.1M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$792M
2
STX icon
Seagate
STX
+$79.7M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$76.2M
4
LYB icon
LyondellBasell Industries
LYB
+$75.9M
5
ACN icon
Accenture
ACN
+$71.2M

Sector Composition

Rank Sector Weight
1 Technology 15.18%
2 Financials 12.82%
3 Healthcare 11.74%
4 Industrials 10.52%
5 Consumer Discretionary 10.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CUB
2826
DELISTED
Cubic Corporation
CUB
– –
-22,673
Closed -$1.34M
FPRX
2827
DELISTED
Five Prime Therapeutics, Inc.
FPRX
– –
-58,501
Closed -$1.28M
JCAP
2828
DELISTED
Jernigan Capital, Inc.
JCAP
– –
-105,015
Closed -$2M
WFT
2829
DELISTED
Weatherford International plc
WFT
– –
-12,946
Closed -$54K
TIS
2830
DELISTED
Orchids Paper Products, Inc.
TIS
– –
-12,377
Closed -$158K
AFSI
2831
DELISTED
AmTrust Financial Services, Inc.
AFSI
– –
-701,151
Closed -$7.06M
LAYN
2832
DELISTED
Layne Christensen Co
LAYN
– –
-13,232
Closed -$165K
WG
2833
DELISTED
Willbros Group
WG
– –
-12,275
Closed -$17K
LNCE
2834
DELISTED
Snyders-Lance, Inc.
LNCE
– –
-53,573
Closed -$2.68M
BBG
2835
DELISTED
Bill Barrett Corp
BBG
– –
-236,865
Closed -$1.21M
LVNTA
2836
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
– –
-36,260
Closed -$1.97M
CCC
2837
DELISTED
Calgon Carbon Corp
CCC
– –
-75,064
Closed -$1.6M
BIVV
2838
DELISTED
Bioverativ Inc. Common Stock
BIVV
– –
-403,032
Closed -$21.7M
CPN
2839
DELISTED
Calpine Corporation
CPN
– –
-611,202
Closed -$9.25M
SNI
2840
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
– –
-447,675
Closed -$38.2M
JUNO
2841
DELISTED
Juno Therapeutics, Inc.
JUNO
– –
-93,773
Closed -$4.29M
RGC
2842
DELISTED
Regal Entertainment Group
RGC
– –
-88,045
Closed -$2.03M
DEL
2843
DELISTED
Deltic Timber
DEL
– –
-10,983
Closed -$1M
CAA
2844
DELISTED
CalAtlantic Group, Inc.
CAA
– –
-164,446
Closed -$9.27M
CUDA
2845
DELISTED
Barracuda Networks, Inc.
CUDA
– –
-88,102
Closed -$2.42M
BWLD
2846
DELISTED
Buffalo Wild Wings, Inc.
BWLD
– –
-4,685
Closed -$733K
BSFT
2847
DELISTED
BroadSoft, Inc.
BSFT
– –
-4,295
Closed -$236K
TIME
2848
DELISTED
Time Inc.
TIME
– –
-199,795
Closed -$3.69M
RLOG
2849
DELISTED
Rand Logistics, Inc.
RLOG
– –
-154,628
Closed -$24K
HSNI
2850
DELISTED
HSN, Inc.
HSNI
– –
-8,106
Closed -$327K
111 112 113
114
115

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2018 Portfolio in Review

As of Q1 2018, Guggenheim Capital held 2,857 positions worth $41B, down 2.9% from $42.2B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $1.4B in Q1 2018, closing 90 positions and reducing 1,452 holdings. Its most notable exit was Seagate, an estimated $79.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in State Street SPDR Bloomberg High Yield Bond ETF worth $28.5M.

  • Guggenheim Capital's largest Q1 2018 buy was State Street SPDR Bloomberg High Yield Bond ETF: 264,964 shares worth $28.5M.
  • Guggenheim Capital added most to IPG Photonics in Q1 2018, an estimated $83.6M increase.
  • Guggenheim Capital's biggest Q1 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $792M.
  • Guggenheim Capital fully exited Seagate in Q1 2018, selling an estimated $79.7M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $41B portfolio in Q1 2018.
  • Guggenheim Capital opened 150 new positions and closed 90 in Q1 2018.
  • Guggenheim Capital's portfolio value fell 2.9% quarter-over-quarter to $41B.

Based on Guggenheim Capital's 13F filing for Q1 2018, filed 15 May 2018.