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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPRX
2826
DELISTED
Repros Therapeutics Inc.
RPRX
$20K ﹤0.01%
20,254
-64,583
-76% -$63K
GROW icon
2827
US Global Investors
GROW
$38.5M
$19K ﹤0.01%
+10,911
New +$15.8K
VXRT
2828
DELISTED
Vaxart
VXRT
$19K ﹤0.01%
+1,145
New +$20.4K
SXE
2829
DELISTED
Southcross Energy Partners, L.P.
SXE
$19K ﹤0.01%
17,322
-792
-4% -$735
UPL
2830
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$18K ﹤0.01%
37,120
-37,521
-50% -$44.3K
CASM
2831
DELISTED
CAS Medical Systems, Inc.
CASM
$18K ﹤0.01%
12,711
+1,411
+12% +$2.29K
HTM
2832
DELISTED
U.S. Geothermal Inc.
HTM
$18K ﹤0.01%
4,309
+479
+13% +$1.71K
BIOL
2833
DELISTED
Biolase, Inc.
BIOL
$17K ﹤0.01%
+1
New +$12.5K
AVEO
2834
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$17K ﹤0.01%
1,859
+535
+40% +$5.3K
LF
2835
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$17K ﹤0.01%
17,548
+1,948
+12% +$1.65K
KEG
2836
DELISTED
KEY ENERGY SERVICES INC
KEG
$17K ﹤0.01%
47,539
+2,342
+5% +$838
AVNW icon
2837
Aviat Networks
AVNW
$272M
$16K ﹤0.01%
3,640
+1,811
+99% +$7.4K
GSAT icon
2838
Globalstar
GSAT
$10.7B
$16K ﹤0.01%
706
-3,512
-83% -$66.8K
QMCO icon
2839
Quantum Corp
QMCO
$460M
$16K ﹤0.01%
166
-341
-67% -$32.8K
VSTM icon
2840
Verastem
VSTM
$519M
$16K ﹤0.01%
+851
New +$13.7K
SPRT
2841
DELISTED
support.com, Inc.
SPRT
$16K ﹤0.01%
+6,167
New +$15.7K
IMN
2842
DELISTED
Imation
IMN
$16K ﹤0.01%
+10,510
New +$11.4K
OREX
2843
DELISTED
Orexigen Therapeutics, Inc.
OREX
$16K ﹤0.01%
2,860
-12,092
-81% -$157K
PRSO icon
2844
Peraso
PRSO
$10.8M
$15K ﹤0.01%
3
+1
+50% +$6.44K
TST
2845
DELISTED
TheStreet, Inc.
TST
$15K ﹤0.01%
+1,190
New +$14.2K
COSI
2846
DELISTED
COSI INC NEW COM STK (DE)
COSI
$15K ﹤0.01%
18,007
+1,999
+12% +$1.34K
PQUE
2847
DELISTED
PETROQUEST ENERGY INC (DE)
PQUE
$15K ﹤0.01%
23,678
+10,878
+85% +$6.89K
VIRX
2848
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$14K ﹤0.01%
119
+65
+120% +$9.85K
LUNA
2849
DELISTED
Luna Innovations Incorporated
LUNA
$14K ﹤0.01%
13,349
+3,349
+33% +$3.22K
EGY icon
2850
Vaalco Energy
EGY
$552M
$13K ﹤0.01%
13,836
+1,536
+12% +$1.87K
112 113
114
115 116

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.