We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMK
2826
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$141K ﹤0.01%
16,899
– –
EWY icon
2827
iShares MSCI South Korea ETF
EWY
$24.2B
$138K ﹤0.01%
2,500
-3,200
-56% -$182K
BBG
2828
DELISTED
Bill Barrett Corp
BBG
$138K ﹤0.01%
12,183
-4,965
-29% -$65.5K
BDBD
2829
DELISTED
BOULDER BRANDS INC
BDBD
$138K ﹤0.01%
+12,522
New +$132K
MHG
2830
DELISTED
Marine Harvest ASA
MHG
$137K ﹤0.01%
+10,017
New +$140K
AXIA
2831
AXIA Energia
AXIA
$24.2B
$136K ﹤0.01%
79,866
+4,347
+6% +$8.18K
NYT icon
2832
New York Times
NYT
$10.6B
$136K ﹤0.01%
10,272
-3,201
-24% -$41.2K
PMCS
2833
DELISTED
P M C SIERRA INC
PMCS
$134K ﹤0.01%
14,641
-1,375
-9% -$10.9K
GGZ
2834
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$132K ﹤0.01%
12,618
+477
+4% +$4.9K
LEO
2835
BNY Mellon Strategic Municipals
LEO
$386M
$131K ﹤0.01%
16,063
-99,952
-86% -$824K
STNG icon
2836
Scorpio Tankers
STNG
$3.82B
$129K ﹤0.01%
1,480
-96,081
-98% -$7.96M
EGHT icon
2837
8x8 Inc
EGHT
$310M
$127K ﹤0.01%
13,831
-66,602
-83% -$510K
PTNR
2838
DELISTED
Partner Communications
PTNR
$127K ﹤0.01%
25,161
-21,866
-46% -$137K
PPT
2839
Franklin Premier Income Trust
PPT
$327M
$124K ﹤0.01%
23,618
-44,447
-65% -$239K
IVE icon
2840
iShares S&P 500 Value ETF
IVE
$49.6B
$121K ﹤0.01%
1,286
-3,662
-74% -$336K
GTN icon
2841
Gray Television
GTN
$459M
$120K ﹤0.01%
+10,752
New +$103K
BCS.PRD.CL
2842
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$118K ﹤0.01%
4,526
-25,192
-85% -$654K
VG
2843
DELISTED
Vonage Holdings Corporation
VG
$118K ﹤0.01%
31,000
+5,369
+21% +$18.5K
GSAT icon
2844
Globalstar
GSAT
$10.7B
$115K ﹤0.01%
2,781
+964
+53% +$37K
CBB
2845
DELISTED
Cincinnati Bell Inc.
CBB
$112K ﹤0.01%
7,039
+1,811
+35% +$30.6K
CERS icon
2846
Cerus
CERS
$457M
$106K ﹤0.01%
17,063
+1,624
+11% +$7.37K
JOF
2847
Japan Smaller Capitalization Fund
JOF
$346M
$105K ﹤0.01%
11,652
– –
KEF
2848
DELISTED
Korea Equity Fund
KEF
$105K ﹤0.01%
13,651
– –
RBBN icon
2849
Ribbon Communications
RBBN
$381M
$103K ﹤0.01%
5,168
-1,016
-16% -$18K
STEW
2850
SRH Total Return Fund
STEW
$1.8B
$103K ﹤0.01%
11,412
– –
112 113
114
115 116

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.