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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILG
2826
DELISTED
ILG, Inc Common Stock
ILG
$192K ﹤0.01%
+10,101
New +$214K
HILL
2827
DELISTED
DOT HILL SYSTEMS CORP
HILL
$192K ﹤0.01%
50,862
-18,455
-27% -$72.3K
ONB icon
2828
Old National Bancorp
ONB
$10.2B
$190K ﹤0.01%
14,592
-367,193
-96% -$4.96M
ALSN icon
2829
CALL
Allison Transmission
ALSN
$9.75B
$182K ﹤0.01%
+6,400
New +$194K
MVNR
2830
DELISTED
MAVENIR SYS INC COM STK (DE)
MVNR
$176K ﹤0.01%
+13,983
New +$174K
IPI icon
2831
Intrepid Potash
IPI
$466M
$175K ﹤0.01%
1,134
-125
-10% -$19.3K
SALE
2832
DELISTED
RetailMeNot, Inc. Series 1
SALE
$174K ﹤0.01%
10,779
+1,058
+11% +$21.4K
CVBF icon
2833
CVB Financial
CVBF
$4B
$173K ﹤0.01%
12,041
+1,490
+14% +$22.9K
WIP icon
2834
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$474M
$172K ﹤0.01%
2,937
-440
-13% -$27K
NPBC
2835
DELISTED
NATL PENN BANCSHARES INC
NPBC
$171K ﹤0.01%
17,576
+4,099
+30% +$41.7K
SPAB icon
2836
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.77B
$170K ﹤0.01%
5,900
– –
NWY
2837
DELISTED
New York & Co Inc
NWY
$170K ﹤0.01%
56,059
-31,908
-36% -$108K
AXAS
2838
DELISTED
Abraxas Petroleum Corp
AXAS
$167K ﹤0.01%
1,581
-482
-23% -$53.9K
PER
2839
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$166K ﹤0.01%
17,115
-7,129
-29% -$83.7K
REXX
2840
DELISTED
Rex Energy Corporation
REXX
$166K ﹤0.01%
1,315
+207
+19% +$30.4K
AXIA
2841
AXIA Energia
AXIA
$23.3B
$162K ﹤0.01%
75,519
-4,672
-6% -$11.4K
LPSN icon
2842
LivePerson
LPSN
$28.1M
$162K ﹤0.01%
859
-186
-18% -$33K
NWBI icon
2843
Northwest Bancshares
NWBI
$2.28B
$162K ﹤0.01%
+13,364
New +$169K
TTI icon
2844
TETRA Technologies
TTI
$1.27B
$159K ﹤0.01%
14,702
-616
-4% -$7.02K
CQB
2845
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
$159K ﹤0.01%
11,167
-1,782
-14% -$21.8K
CIVI
2846
DELISTED
Civitas Solutions, Inc.
CIVI
$156K ﹤0.01%
+10,000
New +$163K
FDML
2847
DELISTED
Federal-Mogul Holdings Corporation
FDML
$156K ﹤0.01%
10,456
-1,930
-16% -$33.6K
IBCP icon
2848
Independent Bank Corp
IBCP
$848M
$155K ﹤0.01%
13,034
-6,732
-34% -$83.3K
ZQK
2849
DELISTED
QUICKSILVER,INC.
ZQK
$154K ﹤0.01%
89,325
-135,492
-60% -$384K
VVTV
2850
DELISTED
VALUEVISION MEDIA INC
VVTV
$153K ﹤0.01%
29,749
-12,675
-30% -$61.8K
112 113
114
115 116

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.