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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41B
AUM Growth
-$1.22B
Cap. Flow
-$1.4B
Cap. Flow %
-3.42%
Top 10 Hldgs %
7.61%
Holding
2,857
New
150
Increased
1,149
Reduced
1,452
Closed
90

Top Buys

Rank Stock Value
1
IPGP icon
IPG Photonics
IPGP
+$83.6M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$79.8M
3
TTWO icon
Take-Two Interactive
TTWO
+$54.2M
4
SIVB
SVB Financial Group
SIVB
+$47.1M
5
NKTR icon
Nektar Therapeutics
NKTR
+$41.1M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$792M
2
STX icon
Seagate
STX
+$79.7M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$76.2M
4
LYB icon
LyondellBasell Industries
LYB
+$75.9M
5
ACN icon
Accenture
ACN
+$71.2M

Sector Composition

Rank Sector Weight
1 Technology 15.18%
2 Financials 12.82%
3 Healthcare 11.74%
4 Industrials 10.52%
5 Consumer Discretionary 10.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCSM icon
2801
NCS Multistage Holdings
NCSM
$128M
– –
-4,230
Closed -$1.25M
OGEN icon
2802
Oragenics
OGEN
$2.45M
– –
-1
Closed -$4K
OMF icon
2803
OneMain Financial
OMF
$7.48B
– –
-42,157
Closed -$1.1M
PCM
2804
PCM Fund
PCM
$70M
– –
-16,139
Closed -$187K
PRDO icon
2805
Perdoceo Education
PRDO
$2.03B
– –
-15,612
Closed -$189K
RNR icon
2806
RenaissanceRe
RNR
$13.4B
– –
-2,331
Closed -$292K
RRR icon
2807
Red Rock Resorts
RRR
$3.68B
– –
-6,663
Closed -$224K
SHEN icon
2808
Shenandoah Telecom
SHEN
$742M
– –
-10,278
Closed -$347K
SHYF
2809
DELISTED
The Shyft Group
SHYF
– –
-19,045
Closed -$301K
SILC icon
2810
Silicom
SILC
$239M
– –
-8,174
Closed -$573K
SLS icon
2811
SELLAS Life Sciences
SLS
$2.3B
– –
-12
Closed -$5K
SPXC icon
2812
SPX Corp
SPXC
$10.7B
– –
-6,702
Closed -$211K
ST icon
2813
Sensata Technologies
ST
$6.74B
– –
-14,456
Closed -$739K
VXRT
2814
DELISTED
Vaxart
VXRT
– –
-1,633
Closed -$10K
WIP icon
2815
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$472M
– –
-9,578
Closed -$551K
XTIA icon
2816
XTI Aerospace
XTIA
$57.7M
– –
0
– -$3K
AAMI
2817
Acadian Asset Management
AAMI
$3.26B
– –
-16,104
Closed -$269K
TPC
2818
Tutor Perini Cor
TPC
$5.03B
– –
-12,773
Closed -$323K
TELL
2819
DELISTED
Tellurian Inc.
TELL
– –
-21,366
Closed -$208K
AVGR
2820
DELISTED
Avinger, Inc. Common Stock
AVGR
– –
0
– -$2K
PRTK
2821
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
– –
-71,665
Closed -$1.28M
UNVR
2822
DELISTED
Univar Solutions Inc.
UNVR
– –
-41,666
Closed -$1.29M
SC
2823
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
– –
-15,380
Closed -$286K
ATH
2824
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
– –
-6,694
Closed -$346K
NAV
2825
DELISTED
Navistar International
NAV
– –
-6,429
Closed -$275K
111 112
113
114 115

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2018 Portfolio in Review

As of Q1 2018, Guggenheim Capital held 2,857 positions worth $41B, down 2.9% from $42.2B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $1.4B in Q1 2018, closing 90 positions and reducing 1,452 holdings. Its most notable exit was Seagate, an estimated $79.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in State Street SPDR Bloomberg High Yield Bond ETF worth $28.5M.

  • Guggenheim Capital's largest Q1 2018 buy was State Street SPDR Bloomberg High Yield Bond ETF: 264,964 shares worth $28.5M.
  • Guggenheim Capital added most to IPG Photonics in Q1 2018, an estimated $83.6M increase.
  • Guggenheim Capital's biggest Q1 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $792M.
  • Guggenheim Capital fully exited Seagate in Q1 2018, selling an estimated $79.7M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $41B portfolio in Q1 2018.
  • Guggenheim Capital opened 150 new positions and closed 90 in Q1 2018.
  • Guggenheim Capital's portfolio value fell 2.9% quarter-over-quarter to $41B.

Based on Guggenheim Capital's 13F filing for Q1 2018, filed 15 May 2018.