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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SINT icon
2801
SiNtx Technologies
SINT
$10.8M
– –
0
– -$7K
SJNK icon
2802
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.74B
– –
-116,721
Closed -$3.26M
SPXX icon
2803
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$332M
– –
-10,606
Closed -$166K
SWBI icon
2804
Smith & Wesson
SWBI
$651M
– –
-245,509
Closed -$2.88M
TLT icon
2805
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$41.4B
– –
-12,021,500
Closed -$1.5B
TMP icon
2806
Tompkins Financial
TMP
$1.43B
– –
-8,946
Closed -$770K
TNDM icon
2807
Tandem Diabetes Care
TNDM
$1.34B
– –
-1,650
Closed -$12K
TRU icon
2808
TransUnion
TRU
$15.1B
– –
-40,238
Closed -$1.9M
UEIC icon
2809
Universal Electronics
UEIC
$57.8M
– –
-15,257
Closed -$967K
USPH icon
2810
US Physical Therapy
USPH
$1.2B
– –
-12,983
Closed -$797K
UTSI icon
2811
UTStarcom
UTSI
$23.5M
– –
-2,968
Closed -$28K
UVE icon
2812
Universal Insurance Holdings
UVE
$1.22B
– –
-80,872
Closed -$1.86M
UVSP icon
2813
Univest Financial
UVSP
$1.22B
– –
-11,129
Closed -$357K
VKI icon
2814
Invesco Advantage Municipal Income Trust II
VKI
$396M
– –
-86,802
Closed -$999K
VKTX icon
2815
Viking Therapeutics
VKTX
$3.7B
– –
-10,366
Closed -$20K
VRNT
2816
DELISTED
Verint Systems
VRNT
– –
-16,899
Closed -$360K
VTOL icon
2817
Bristow Group
VTOL
$1.34B
– –
-66,972
Closed -$1.5M
WABC icon
2818
Westamerica Bancorp
WABC
$1.38B
– –
-4,645
Closed -$277K
WFC.PRL icon
2819
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.72B
– –
-2,720
Closed -$3.58M
WIX icon
2820
WIX.com
WIX
$2.3B
– –
-20,010
Closed -$1.44M
WT icon
2821
WisdomTree
WT
$2.96B
– –
-17,912
Closed -$182K
XPRO icon
2822
Expro Ltd
XPRO
$1.79B
– –
-2,652
Closed -$122K
PRKS icon
2823
United Parks & Resorts
PRKS
$2.1B
– –
-42,334
Closed -$549K
CMBT
2824
CMB.TECH NV
CMBT
$4.69B
– –
-549,501
Closed -$4.45M
PHLT
2825
DELISTED
Performant Healthcare Inc
PHLT
– –
-10,177
Closed -$19K
111 112
113
114 115

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.