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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALR
2801
DELISTED
AlerisLife Inc
ALR
$35K ﹤0.01%
1,543
-279
-15% -$6.85K
NADL
2802
DELISTED
North Atlantic Drilling Ltd
NADL
$35K ﹤0.01%
12,819
-14,144
-52% -$31.3K
TOVX icon
2803
Theriva Biologics
TOVX
$10.3M
$34K ﹤0.01%
2
+1
+100% +$15K
DRRX
2804
DELISTED
DURECT Corp
DRRX
$33K ﹤0.01%
2,444
-530
-18% -$6.76K
AMPE
2805
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$33K ﹤0.01%
+49
New +$33K
MY
2806
DELISTED
CHINA MING YANG WIND PWR GRP LTD ADS RSPTG 1 ORD SHS (CHINA)
MY
$33K ﹤0.01%
+13,609
New +$31.2K
VVUS
2807
DELISTED
Vivus Inc
VVUS
$32K ﹤0.01%
2,312
-1,184
-34% -$12.7K
CDMO
2808
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$28K ﹤0.01%
9,377
+513
+6% +$2.75K
SGY
2809
DELISTED
Stone Energy
SGY
$28K ﹤0.01%
624
+237
+61% +$30.6K
CPRX
2810
DELISTED
Catalyst Pharmaceutical
CPRX
$27K ﹤0.01%
23,355
-5,789
-20% -$8.98K
ZN
2811
DELISTED
Zion Oil & Gas, Inc.
ZN
$27K ﹤0.01%
+15,284
New +$27.6K
GST
2812
DELISTED
Gastar Exploration Inc.
GST
$27K ﹤0.01%
+24,404
New +$25.2K
WG
2813
DELISTED
Willbros Group
WG
$26K ﹤0.01%
+12,399
New +$23.4K
ALT icon
2814
Altimmune
ALT
$585M
$25K ﹤0.01%
45
+5
+13% +$2.56K
UEC icon
2815
Uranium Energy
UEC
$5.32B
$24K ﹤0.01%
31,455
-26,861
-46% -$23.1K
CMLS
2816
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$24K ﹤0.01%
+6,329
New +$16.6K
ARQL
2817
DELISTED
Arqule Inc
ARQL
$24K ﹤0.01%
14,771
+1,640
+12% +$2.88K
MVIS icon
2818
Microvision
MVIS
$76.1M
$23K ﹤0.01%
+822
New +$31.4K
IRD
2819
Opus Genetics
IRD
$307M
$23K ﹤0.01%
144
+78
+118% +$13K
SES
2820
DELISTED
Synthesis Energy Systems Inc.
SES
$23K ﹤0.01%
326
+121
+59% +$6.35K
ALSK
2821
DELISTED
Alaska Communications Systems
ALSK
$22K ﹤0.01%
12,088
+1,342
+12% +$2.22K
LEE icon
2822
Lee Enterprises
LEE
$181M
$21K ﹤0.01%
1,178
+130
+12% +$2.03K
BBDO icon
2823
Banco Bradesco
BBDO
$34.3B
$20K ﹤0.01%
4,145
– –
WHLR
2824
Wheeler Real Estate Investment Trust
WHLR
$456K
– –
0
– –
NWBO
2825
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$20K ﹤0.01%
13,290
-5,470
-29% -$10.8K
111 112
113
114 115

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.