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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGZ
2801
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$102K ﹤0.01%
10,294
-723
-7% -$7.46K
TKC icon
2802
Turkcell
TKC
$4.79B
$99K ﹤0.01%
+11,398
New +$118K
ARC
2803
DELISTED
ARC Document Solutions, Inc.
ARC
$96K ﹤0.01%
16,294
-1,033
-6% -$6.99K
FDML
2804
DELISTED
Federal-Mogul Holdings Corporation
FDML
$95K ﹤0.01%
13,870
-1,926
-12% -$18K
SXE
2805
DELISTED
Southcross Energy Partners, L.P.
SXE
$95K ﹤0.01%
19,288
+7,486
+63% +$62.5K
CERS icon
2806
Cerus
CERS
$484M
$94K ﹤0.01%
20,662
-1,044
-5% -$5.4K
XIN
2807
DELISTED
Xinyuan Real Estate
XIN
$94K ﹤0.01%
3,322
-1,680
-34% -$47.1K
EXAR
2808
DELISTED
Exar Corporation
EXAR
$94K ﹤0.01%
15,771
-323
-2% -$2.27K
EVC icon
2809
Entravision Communication
EVC
$1.09B
$92K ﹤0.01%
13,927
-773
-5% -$5.89K
MFIN icon
2810
Medallion Financial
MFIN
$248M
$90K ﹤0.01%
+11,849
New +$94K
WIFI
2811
DELISTED
Boingo Wireless, Inc.
WIFI
$87K ﹤0.01%
10,565
-2,786
-21% -$23.9K
BBG
2812
DELISTED
Bill Barrett Corp
BBG
$87K ﹤0.01%
26,414
-2,564
-9% -$13.4K
LCM
2813
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$86K ﹤0.01%
10,520
-1,305
-11% -$11.4K
PGH
2814
DELISTED
Pengrowth Energy Corporation
PGH
$86K ﹤0.01%
99,675
+12,610
+14% +$18.2K
IRT icon
2815
Independence Realty Trust
IRT
$4.07B
$85K ﹤0.01%
+11,796
New +$90.3K
CHGG icon
2816
Chegg
CHGG
$100M
$84K ﹤0.01%
+11,646
New +$92.2K
ACGN
2817
DELISTED
Aceragen Inc
ACGN
$84K ﹤0.01%
184
-6
-3% -$2.65K
RMTI icon
2818
Rockwell Medical
RMTI
$29.4M
$82K ﹤0.01%
96
-5
-5% -$7.25K
CBB
2819
DELISTED
Cincinnati Bell Inc.
CBB
$82K ﹤0.01%
5,282
-1,880
-26% -$34.1K
EPM icon
2820
Evolution Petroleum
EPM
$131M
$81K ﹤0.01%
14,607
-1,700
-10% -$9.42K
SNMX
2821
DELISTED
Senomyx, Inc.
SNMX
$77K ﹤0.01%
17,292
-1,777
-9% -$10.6K
AGEN
2822
Agenus
AGEN
$296M
$76K ﹤0.01%
848
+82
+11% +$12.1K
GSAT icon
2823
Globalstar
GSAT
$10.7B
$75K ﹤0.01%
3,169
-1,261
-28% -$35.5K
DXLG icon
2824
Destination XL Group
DXLG
$34.3M
$73K ﹤0.01%
12,667
-590
-4% -$3.14K
NWBO
2825
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$73K ﹤0.01%
11,606
+760
+7% +$7.1K
111 112
113
114 115

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.