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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41B
AUM Growth
-$1.22B
Cap. Flow
-$1.4B
Cap. Flow %
-3.42%
Top 10 Hldgs %
7.61%
Holding
2,857
New
150
Increased
1,149
Reduced
1,452
Closed
90

Top Buys

Rank Stock Value
1
IPGP icon
IPG Photonics
IPGP
+$83.6M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$79.8M
3
TTWO icon
Take-Two Interactive
TTWO
+$54.2M
4
SIVB
SVB Financial Group
SIVB
+$47.1M
5
NKTR icon
Nektar Therapeutics
NKTR
+$41.1M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$792M
2
STX icon
Seagate
STX
+$79.7M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$76.2M
4
LYB icon
LyondellBasell Industries
LYB
+$75.9M
5
ACN icon
Accenture
ACN
+$71.2M

Sector Composition

Rank Sector Weight
1 Technology 15.18%
2 Financials 12.82%
3 Healthcare 11.74%
4 Industrials 10.52%
5 Consumer Discretionary 10.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLST
2776
DELISTED
Netlist, Inc.
NLST
$6K ﹤0.01%
25,173
+2,794
+12% +$840
TOVX icon
2777
Theriva Biologics
TOVX
$10.3M
$5K ﹤0.01%
2
– –
AGIG
2778
Abundia Global Impact Group
AGIG
$39.2M
$4K ﹤0.01%
109
+12
+12% +$456
RAS
2779
DELISTED
RAIT Financial Trust
RAS
$4K ﹤0.01%
27,360
-735
-3% -$269
ADTN icon
2780
Adtran
ADTN
$611M
– –
-16,019
Closed -$310K
AHRT
2781
AH Realty Trust
AHRT
$515M
– –
-21,117
Closed -$328K
AIT icon
2782
Applied Industrial Technologies
AIT
$13.3B
– –
-29,500
Closed -$2.01M
AMPY icon
2783
Amplify Energy
AMPY
$168M
– –
-11,127
Closed -$184K
ATNI icon
2784
ATN International
ATNI
$471M
– –
-93,891
Closed -$5.19M
AXGN icon
2785
Axogen
AXGN
$2.38B
– –
-8,006
Closed -$228K
BL icon
2786
BlackLine
BL
$1.74B
– –
-17,276
Closed -$567K
BLMN icon
2787
Bloomin' Brands
BLMN
$931M
– –
-27,901
Closed -$595K
CDXS icon
2788
Codexis
CDXS
$159M
– –
-10,184
Closed -$84K
CLMT icon
2789
Calumet Specialty Products
CLMT
$3.65B
– –
-25,093
Closed -$193K
CRK icon
2790
Comstock Resources
CRK
$3.88B
– –
-263,131
Closed -$2.22M
CSTE icon
2791
Caesarstone
CSTE
$76.1M
– –
-10,793
Closed -$239K
ELD icon
2792
WisdomTree Emerging Markets Local Debt Fund
ELD
$142M
– –
-10,842
Closed -$417K
ELME
2793
Elme Communities
ELME
$145M
– –
-8,878
Closed -$276K
ESRT icon
2794
Empire State Realty Trust
ESRT
$843M
– –
-11,008
Closed -$226K
GALT icon
2795
Galectin Therapeutics
GALT
$212M
– –
-10,390
Closed -$35K
GLP icon
2796
Global Partners
GLP
$1.65B
– –
-23,248
Closed -$388K
GSAT icon
2797
Globalstar
GSAT
$10.7B
– –
-997
Closed -$20K
HHS icon
2798
Harte-Hanks
HHS
$16.9M
– –
-1,432
Closed -$14K
LQDT icon
2799
Liquidity Services
LQDT
$1.31B
– –
-11,879
Closed -$57K
MOG.A icon
2800
Moog Inc Class A
MOG.A
$13B
– –
-2,542
Closed -$222K
110 111
112
113 114

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2018 Portfolio in Review

As of Q1 2018, Guggenheim Capital held 2,857 positions worth $41B, down 2.9% from $42.2B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $1.4B in Q1 2018, closing 90 positions and reducing 1,452 holdings. Its most notable exit was Seagate, an estimated $79.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in State Street SPDR Bloomberg High Yield Bond ETF worth $28.5M.

  • Guggenheim Capital's largest Q1 2018 buy was State Street SPDR Bloomberg High Yield Bond ETF: 264,964 shares worth $28.5M.
  • Guggenheim Capital added most to IPG Photonics in Q1 2018, an estimated $83.6M increase.
  • Guggenheim Capital's biggest Q1 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $792M.
  • Guggenheim Capital fully exited Seagate in Q1 2018, selling an estimated $79.7M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $41B portfolio in Q1 2018.
  • Guggenheim Capital opened 150 new positions and closed 90 in Q1 2018.
  • Guggenheim Capital's portfolio value fell 2.9% quarter-over-quarter to $41B.

Based on Guggenheim Capital's 13F filing for Q1 2018, filed 15 May 2018.