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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BINI
2776
DELISTED
Bollinger Innovations
BINI
– –
0
– -$14K
NBH
2777
Neuberger Municipal Fund Inc
NBH
$301M
– –
-18,713
Closed -$287K
NCMI icon
2778
National CineMedia
NCMI
$376M
– –
-1,682
Closed -$117K
NFBK
2779
DELISTED
Northfield Bancorp
NFBK
– –
-82,000
Closed -$1.42M
NHC icon
2780
National Healthcare
NHC
$3.53B
– –
-7,849
Closed -$490K
NX icon
2781
Quanex
NX
$819M
– –
-73,083
Closed -$1.68M
ONTO icon
2782
Onto Innovation
ONTO
$12.9B
– –
-100,980
Closed -$2.91M
PAYC icon
2783
Paycom
PAYC
$7.64B
– –
-5,468
Closed -$410K
PFF icon
2784
iShares Preferred and Income Securities ETF
PFF
$13.3B
– –
-23,397
Closed -$908K
PFS icon
2785
Provident Financial Services
PFS
$3.22B
– –
-15,126
Closed -$404K
PGEN icon
2786
Precigen
PGEN
$2.24B
– –
-188,300
Closed -$3.58M
PIPR icon
2787
Piper Sandler
PIPR
$5.12B
– –
-129,388
Closed -$1.92M
PLOW icon
2788
Douglas Dynamics
PLOW
$1.02B
– –
-9,659
Closed -$381K
PXLW icon
2789
Pixelworks
PXLW
$38.2M
– –
-886
Closed -$49K
PYN
2790
DELISTED
PIMCO New York Municipal Income Fund III
PYN
– –
-64,379
Closed -$643K
RC
2791
Ready Capital
RC
$258M
– –
-11,157
Closed -$175K
RCKT icon
2792
Rocket Pharmaceuticals
RCKT
$340M
– –
-2,610
Closed -$19K
RCS
2793
PIMCO Strategic Income Fund
RCS
$244M
– –
-10,041
Closed -$98K
RNP icon
2794
Cohen & Steers REIT and Preferred and Income Fund
RNP
$982M
– –
-15,922
Closed -$338K
RNST icon
2795
Renasant Corp
RNST
$3.98B
– –
-45,316
Closed -$1.94M
SBSI icon
2796
Southside Bancshares
SBSI
$967M
– –
-24,832
Closed -$903K
SCS
2797
DELISTED
Steelcase
SCS
– –
-90,390
Closed -$1.39M
SEM
2798
DELISTED
Select Medical
SEM
– –
-375,040
Closed -$3.88M
SIGI icon
2799
Selective Insurance
SIGI
$5.65B
– –
-26,308
Closed -$1.42M
SIMO icon
2800
Silicon Motion
SIMO
$8.6B
– –
-11,974
Closed -$576K
110 111
112
113 114

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.