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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$31.8B
AUM Growth
+$145M
Cap. Flow
-$898M
Cap. Flow %
-2.82%
Top 10 Hldgs %
5.32%
Holding
3,043
New
137
Increased
1,222
Reduced
1,432
Closed
170

Top Buys

Rank Stock Value
1
SPGI icon
S&P Global
SPGI
+$50.6M
2
GPN icon
Global Payments
GPN
+$45.5M
3
ULTA icon
Ulta Beauty
ULTA
+$43.9M
4
TDG icon
TransDigm Group
TDG
+$42.1M
5
FBIN icon
Fortune Brands Innovations
FBIN
+$36.2M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$66.9M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$66.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.7M
4
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$51.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$48.8M

Sector Composition

Rank Sector Weight
1 Technology 11.47%
2 Healthcare 11.35%
3 Consumer Discretionary 10.7%
4 Financials 10.46%
5 Consumer Staples 10.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIK
2776
Credit Suisse Asset Management Income Fund
CIK
$134M
$41K ﹤0.01%
+14,016
New +$40.6K
III icon
2777
Information Services Group
III
$199M
$39K ﹤0.01%
+10,243
New +$40.5K
PGH
2778
DELISTED
Pengrowth Energy Corporation
PGH
$39K ﹤0.01%
21,081
-33,113
-61% -$53.8K
ALT icon
2779
Altimmune
ALT
$552M
$38K ﹤0.01%
51
+6
+13% +$4.1K
GVP
2780
DELISTED
GSE Systems, Inc.
GVP
$35K ﹤0.01%
1,552
– –
ALR
2781
DELISTED
AlerisLife Inc
ALR
$34K ﹤0.01%
1,446
-97
-6% -$2.09K
WG
2782
DELISTED
Willbros Group
WG
$34K ﹤0.01%
13,764
+1,365
+11% +$3.77K
LYG icon
2783
Lloyds Banking Group
LYG
$89.5B
$33K ﹤0.01%
11,193
-12,199
-52% -$47.7K
CYTR
2784
DELISTED
CytRx Corp
CYTR
$33K ﹤0.01%
2,459
+114
+5% +$1.9K
DRRX
2785
DELISTED
DURECT Corp
DRRX
$32K ﹤0.01%
2,601
+157
+6% +$2.02K
TOVX icon
2786
Theriva Biologics
TOVX
$9.64M
$30K ﹤0.01%
2
– –
TLPH icon
2787
Talphera
TLPH
$66.4M
$28K ﹤0.01%
+527
New +$34.5K
ARQL
2788
DELISTED
Arqule Inc
ARQL
$28K ﹤0.01%
14,771
– –
UEC icon
2789
Uranium Energy
UEC
$4.75B
$26K ﹤0.01%
29,286
-2,169
-7% -$1.8K
RXII
2790
DELISTED
GALENA BIOPHARMA INC COM
RXII
$26K ﹤0.01%
55,646
+2,345
+4% +$1.1K
SXE
2791
DELISTED
Southcross Energy Partners, L.P.
SXE
$26K ﹤0.01%
12,815
-4,507
-26% -$9.16K
VGZ icon
2792
Vista Gold
VGZ
$251M
$25K ﹤0.01%
12,936
– –
GST
2793
DELISTED
Gastar Exploration Inc.
GST
$25K ﹤0.01%
22,600
-1,804
-7% -$2.13K
WHLR
2794
Wheeler Real Estate Investment Trust
WHLR
$549K
– –
0
– –
HGT
2795
DELISTED
Hugoton Royalty Trust
HGT
$24K ﹤0.01%
+10,200
New +$17.6K
LEE icon
2796
Lee Enterprises
LEE
$172M
$23K ﹤0.01%
1,178
– –
CASM
2797
DELISTED
CAS Medical Systems, Inc.
CASM
$23K ﹤0.01%
12,711
– –
VVUS
2798
DELISTED
Vivus Inc
VVUS
$23K ﹤0.01%
2,081
-231
-10% -$3.19K
SVRA icon
2799
Savara
SVRA
$1.12B
$22K ﹤0.01%
+669
New +$16.5K
CDMO
2800
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$22K ﹤0.01%
8,742
-635
-7% -$1.77K
110 111
112
113 114

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q2 2016 Portfolio in Review

As of Q2 2016, Guggenheim Capital held 3,043 positions worth $31.8B, up 0.46% from $31.7B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital's Q2 2016 filing shows 137 new, 1,222 increased, 1,432 reduced and 170 closed positions. Its largest new stake was S&P Global: 471,834 shares worth $50.6M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $66.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q2 2016 buy was S&P Global: 471,834 shares worth $50.6M.
  • Guggenheim Capital added most to Global Payments in Q2 2016, an estimated $45.5M increase.
  • Guggenheim Capital's biggest Q2 2016 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $66.9M.
  • Guggenheim Capital fully exited CAMERON INTERNATIONAL CORPORATION in Q2 2016, selling an estimated $51.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $31.8B portfolio in Q2 2016.
  • Guggenheim Capital opened 137 new positions and closed 170 in Q2 2016.
  • Guggenheim Capital's portfolio value rose 0.46% quarter-over-quarter to $31.8B.

Based on Guggenheim Capital's 13F filing for Q2 2016, filed 15 Aug 2016.