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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPPI
2776
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$77K ﹤0.01%
+12,150
New +$62.3K
LPSN icon
2777
LivePerson
LPSN
$27.3M
$74K ﹤0.01%
+838
New +$69K
UCFC
2778
DELISTED
United Community Financial Corp
UCFC
$73K ﹤0.01%
12,531
-1,081
-8% -$6.26K
RXII
2779
DELISTED
GALENA BIOPHARMA INC COM
RXII
$73K ﹤0.01%
53,301
+16,447
+45% +$22.5K
QNST icon
2780
QuinStreet
QNST
$874M
$71K ﹤0.01%
+20,640
New +$70K
PGH
2781
DELISTED
Pengrowth Energy Corporation
PGH
$71K ﹤0.01%
54,194
-37,003
-41% -$29.6K
TTI icon
2782
TETRA Technologies
TTI
$1.27B
$70K ﹤0.01%
11,082
+119
+1% +$697
MWW
2783
DELISTED
Monster Worldwide Inc
MWW
$70K ﹤0.01%
+21,376
New +$83.1K
LCTX icon
2784
Lineage Cell Therapeutics
LCTX
$282M
$69K ﹤0.01%
27,216
+4,771
+21% +$10.6K
PRDO icon
2785
Perdoceo Education
PRDO
$2.03B
$68K ﹤0.01%
+15,048
New +$49.9K
AGEN
2786
Agenus
AGEN
$312M
$67K ﹤0.01%
826
-139
-14% -$9.37K
NOG icon
2787
Northern Oil and Gas
NOG
$2.21B
$67K ﹤0.01%
1,682
-222
-12% -$7.56K
LQDT icon
2788
Liquidity Services
LQDT
$1.31B
$65K ﹤0.01%
12,452
-663,654
-98% -$3.55M
SREV
2789
DELISTED
ServiceSource International, Inc.
SREV
$65K ﹤0.01%
15,151
-4,966
-25% -$20.1K
ZIXI
2790
DELISTED
Zix Corporation
ZIXI
$62K ﹤0.01%
15,686
-1,025
-6% -$4.28K
ACGN
2791
DELISTED
Aceragen Inc
ACGN
$60K ﹤0.01%
222
+36
+19% +$9.62K
CWEN.A
2792
DELISTED
Clearway Energy Class A
CWEN.A
$58K ﹤0.01%
4,303
-10,820
-72% -$134K
GER
2793
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$57K ﹤0.01%
1,147
-51
-4% -$2.23K
ENZ
2794
DELISTED
Enzo Biochem, Inc.
ENZ
$55K ﹤0.01%
12,007
+1,333
+12% +$5.93K
GNMK
2795
DELISTED
GenMark Diagnostics, Inc
GNMK
$54K ﹤0.01%
+10,300
New +$57.3K
NWY
2796
DELISTED
New York & Co Inc
NWY
$54K ﹤0.01%
13,595
+1,509
+12% +$3.74K
CIVI
2797
DELISTED
Civitas Resources
CIVI
$43K ﹤0.01%
240
+114
+90% +$30.2K
GVP
2798
DELISTED
GSE Systems, Inc.
GVP
$42K ﹤0.01%
1,552
+172
+12% +$3.93K
CYTR
2799
DELISTED
CytRx Corp
CYTR
$38K ﹤0.01%
2,345
-794
-25% -$10.8K
CTIC
2800
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$36K ﹤0.01%
6,815
+2,045
+43% +$16.3K
110 111
112
113 114

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.