We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41B
AUM Growth
-$1.22B
Cap. Flow
-$1.4B
Cap. Flow %
-3.42%
Top 10 Hldgs %
7.61%
Holding
2,857
New
150
Increased
1,149
Reduced
1,452
Closed
90

Top Buys

Rank Stock Value
1
IPGP icon
IPG Photonics
IPGP
+$83.6M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$79.8M
3
TTWO icon
Take-Two Interactive
TTWO
+$54.2M
4
SIVB
SVB Financial Group
SIVB
+$47.1M
5
NKTR icon
Nektar Therapeutics
NKTR
+$41.1M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$792M
2
STX icon
Seagate
STX
+$79.7M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$76.2M
4
LYB icon
LyondellBasell Industries
LYB
+$75.9M
5
ACN icon
Accenture
ACN
+$71.2M

Sector Composition

Rank Sector Weight
1 Technology 15.18%
2 Financials 12.82%
3 Healthcare 11.74%
4 Industrials 10.52%
5 Consumer Discretionary 10.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALR
2751
DELISTED
AlerisLife Inc
ALR
$18K ﹤0.01%
1,418
+8
+0.6% +$116
NAVB
2752
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$18K ﹤0.01%
2,510
+15
+0.6% +$112
ALIM
2753
DELISTED
Alimera Sciences
ALIM
$17K ﹤0.01%
1,133
+7
+0.6% +$124
MTNB icon
2754
Matinas BioPharma
MTNB
$1.72M
$16K ﹤0.01%
427
+12
+3% +$634
CASM
2755
DELISTED
CAS Medical Systems, Inc.
CASM
$15K ﹤0.01%
12,246
+74
+0.6% +$83
SNMX
2756
DELISTED
Senomyx, Inc.
SNMX
$15K ﹤0.01%
17,109
+104
+0.6% +$124
MMAT
2757
DELISTED
Meta Materials Inc. Common Stock
MMAT
$14K ﹤0.01%
+54
New +$13.3K
GNCA
2758
DELISTED
Genocea Biosciences, Inc.
GNCA
$13K ﹤0.01%
+1,588
New +$13.2K
INOD icon
2759
Innodata
INOD
$2.14B
$11K ﹤0.01%
10,430
+63
+0.6% +$73
CDTI
2760
DELISTED
CDTI Advanced Materials, Inc. Common Stock
CDTI
$11K ﹤0.01%
+2,341
New +$15.4K
CRIS icon
2761
Curis
CRIS
$8.59M
$10K ﹤0.01%
+8
New +$10.5K
OESX icon
2762
Orion Energy Systems
OESX
$71.9M
$10K ﹤0.01%
1,196
+7
+0.6% +$59
VVUS
2763
DELISTED
Vivus Inc
VVUS
$10K ﹤0.01%
2,796
-190
-6% -$878
TPST icon
2764
Tempest Therapeutics
TPST
$14.4M
$9K ﹤0.01%
4
– –
BIOL
2765
DELISTED
Biolase, Inc.
BIOL
$9K ﹤0.01%
2
– –
IPAS
2766
DELISTED
Ipass Inc Common Stock
IPAS
$9K ﹤0.01%
2,374
+264
+13% +$1.18K
MBOT icon
2767
Microbot Medical
MBOT
$121M
$8K ﹤0.01%
776
+5
+0.6% +$68
GMO
2768
DELISTED
General Moly, Inc.
GMO
$8K ﹤0.01%
19,909
+121
+0.6% +$47
ESNC
2769
DELISTED
EnSync Inc
ESNC
$8K ﹤0.01%
20,065
+2,227
+12% +$890
AIM
2770
AIM ImmunoTech
AIM
$7.51M
$8K ﹤0.01%
4
– –
UAMY icon
2771
United States Antimony
UAMY
$920M
$7K ﹤0.01%
28,415
+3,154
+12% +$935
AUMN
2772
DELISTED
Golden Minerals Company
AUMN
$7K ﹤0.01%
708
+79
+13% +$840
TMBR
2773
DELISTED
Timber Pharmaceuticals, Inc.
TMBR
$7K ﹤0.01%
2
– –
RSYS
2774
DELISTED
Radisys Corp
RSYS
$7K ﹤0.01%
10,998
+792
+8% +$709
HGT
2775
DELISTED
Hugoton Royalty Trust
HGT
$7K ﹤0.01%
+10,255
New +$9.63K
109 110
111
112 113

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2018 Portfolio in Review

As of Q1 2018, Guggenheim Capital held 2,857 positions worth $41B, down 2.9% from $42.2B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $1.4B in Q1 2018, closing 90 positions and reducing 1,452 holdings. Its most notable exit was Seagate, an estimated $79.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in State Street SPDR Bloomberg High Yield Bond ETF worth $28.5M.

  • Guggenheim Capital's largest Q1 2018 buy was State Street SPDR Bloomberg High Yield Bond ETF: 264,964 shares worth $28.5M.
  • Guggenheim Capital added most to IPG Photonics in Q1 2018, an estimated $83.6M increase.
  • Guggenheim Capital's biggest Q1 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $792M.
  • Guggenheim Capital fully exited Seagate in Q1 2018, selling an estimated $79.7M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $41B portfolio in Q1 2018.
  • Guggenheim Capital opened 150 new positions and closed 90 in Q1 2018.
  • Guggenheim Capital's portfolio value fell 2.9% quarter-over-quarter to $41B.

Based on Guggenheim Capital's 13F filing for Q1 2018, filed 15 May 2018.