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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTY
2751
Getty Realty Corp
GTY
$2.1B
– –
-47,325
Closed -$1.35M
HCI icon
2752
HCI Group
HCI
$2.29B
– –
-34,503
Closed -$1.32M
HEI icon
2753
HEICO Corp
HEI
$50.4B
– –
-18,918
Closed -$870K
HMY icon
2754
Harmony Gold Mining
HMY
$10.3B
– –
-643,497
Closed -$1.18M
HPI
2755
John Hancock Preferred Income Fund
HPI
$431M
– –
-20,923
Closed -$459K
HRTX icon
2756
Heron Therapeutics
HRTX
$96.8M
– –
-143,840
Closed -$2.32M
HSII
2757
DELISTED
Heidrick & Struggles
HSII
– –
-61,387
Closed -$1.3M
HYG icon
2758
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
– –
-25,108,300
Closed -$2.23B
III icon
2759
Information Services Group
III
$205M
– –
-10,912
Closed -$43K
IIIN icon
2760
Insteel Industries
IIIN
$602M
– –
-36,331
Closed -$949K
INDB icon
2761
Independent Bank
INDB
$4.05B
– –
-4,193
Closed -$312K
ITRI icon
2762
Itron
ITRI
$4.42B
– –
-20,446
Closed -$1.58M
JNK icon
2763
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.9B
– –
-265,510
Closed -$29.7M
KKR icon
2764
KKR & Co
KKR
$95.7B
– –
-101,730
Closed -$2.07M
KWR icon
2765
Quaker Houghton
KWR
$2.89B
– –
-6,946
Closed -$1.03M
HAPN
2766
Happen Inc
HAPN
$2.36B
– –
-17,090
Closed -$520K
LILA icon
2767
Liberty Latin America Class A
LILA
$1.69B
– –
-13,864
Closed -$211K
LXU icon
2768
LSB Industries
LXU
$707M
– –
-165,536
Closed -$1.01M
MCS icon
2769
Marcus Corp
MCS
$946M
– –
-59,620
Closed -$1.65M
MGEE icon
2770
MGE Energy Inc
MGEE
$3.02B
– –
-9,996
Closed -$645K
MITK icon
2771
Mitek Systems
MITK
$767M
– –
-10,911
Closed -$103K
MMT
2772
Aberdeen Multi-Market Income Fund
MMT
$238M
– –
-52,305
Closed -$326K
MNOV icon
2773
MediciNova
MNOV
$65.5M
– –
-10,293
Closed -$65K
MQY icon
2774
BlackRock MuniYield Quality Fund
MQY
$806M
– –
-294,006
Closed -$4.53M
MTRN icon
2775
Materion
MTRN
$4.45B
– –
-26,478
Closed -$1.14M
109 110
111
112 113

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.