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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZAGG
2751
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$115K ﹤0.01%
16,148
-184
-1% -$1.3K
RCS
2752
PIMCO Strategic Income Fund
RCS
$248M
$114K ﹤0.01%
12,928
-39,400
-75% -$364K
TGS icon
2753
Transportadora de Gas del Sur
TGS
$4.43B
$108K ﹤0.01%
+12,462
New +$92.3K
GOGO icon
2754
Gogo Inc
GOGO
$500M
$107K ﹤0.01%
11,623
+73
+0.6% +$721
EPM icon
2755
Evolution Petroleum
EPM
$126M
$104K ﹤0.01%
10,392
+23
+0.2% +$193
DXLG icon
2756
Destination XL Group
DXLG
$30.7M
$101K ﹤0.01%
24,062
-2,798
-10% -$11.9K
NFRA icon
2757
FlexShares STOXX Global Broad Infrastructure Index Fund
NFRA
$3.03B
$101K ﹤0.01%
+2,338
New +$101K
UCTT
2758
Ultra Clean Holdings
UCTT
$3.5B
$99K ﹤0.01%
10,240
-1,069
-9% -$9.71K
RDNT icon
2759
RadNet
RDNT
$5.3B
$96K ﹤0.01%
14,870
+34
+0.2% +$229
TTI icon
2760
TETRA Technologies
TTI
$1.22B
$95K ﹤0.01%
18,813
+2,070
+12% +$11.2K
MCR
2761
DELISTED
MFS Charter Income Trust
MCR
$94K ﹤0.01%
11,054
-13,488
-55% -$113K
ELNK
2762
DELISTED
EarthLink Holdings Corp.
ELNK
$94K ﹤0.01%
16,564
-4,728
-22% -$26.9K
ENZ
2763
DELISTED
Enzo Biochem, Inc.
ENZ
$93K ﹤0.01%
13,303
+38
+0.3% +$243
NSU
2764
DELISTED
Nevsun Resources Ltd.
NSU
$93K ﹤0.01%
29,976
-35,170
-54% -$106K
CDR
2765
DELISTED
Cedar Realty Trust, Inc
CDR
$92K ﹤0.01%
2,123
+73
+4% +$3.17K
ABR icon
2766
Arbor Realty Trust
ABR
$970M
$91K ﹤0.01%
12,250
-7,207
-37% -$53.1K
ENIC icon
2767
Enel Chile
ENIC
$6.29B
$90K ﹤0.01%
19,783
-895
-4% -$4.3K
HEDJ icon
2768
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.86B
$89K ﹤0.01%
3,088
-6,962
-69% -$190K
USDU icon
2769
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$457M
$88K ﹤0.01%
3,139
-7,594
-71% -$207K
DBEU icon
2770
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$784M
$87K ﹤0.01%
3,422
-7,899
-70% -$202K
LCM
2771
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$87K ﹤0.01%
10,520
– –
CLDX icon
2772
Celldex Therapeutics
CLDX
$3.23B
$84K ﹤0.01%
1,573
-140
-8% -$7.96K
SABA
2773
Saba Capital Income & Opportunities Fund II
SABA
$223M
$84K ﹤0.01%
6,460
-7,682
-54% -$96.8K
EGPT
2774
DELISTED
VanEck Egypt Index ETF
EGPT
$84K ﹤0.01%
+3,200
New +$97.2K
UAN icon
2775
CVR Partners
UAN
$1.34B
$81K ﹤0.01%
1,340
-6,085
-82% -$312K
109 110
111
112 113

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.