We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41B
AUM Growth
-$1.22B
Cap. Flow
-$1.4B
Cap. Flow %
-3.42%
Top 10 Hldgs %
7.61%
Holding
2,857
New
150
Increased
1,149
Reduced
1,452
Closed
90

Top Buys

Rank Stock Value
1
IPGP icon
IPG Photonics
IPGP
+$83.6M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$79.8M
3
TTWO icon
Take-Two Interactive
TTWO
+$54.2M
4
SIVB
SVB Financial Group
SIVB
+$47.1M
5
NKTR icon
Nektar Therapeutics
NKTR
+$41.1M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$792M
2
STX icon
Seagate
STX
+$79.7M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$76.2M
4
LYB icon
LyondellBasell Industries
LYB
+$75.9M
5
ACN icon
Accenture
ACN
+$71.2M

Sector Composition

Rank Sector Weight
1 Technology 15.18%
2 Financials 12.82%
3 Healthcare 11.74%
4 Industrials 10.52%
5 Consumer Discretionary 10.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNSS icon
2726
Genasys
GNSS
$80.2M
$30K ﹤0.01%
12,859
+78
+0.6% +$178
LEE icon
2727
Lee Enterprises
LEE
$181M
$30K ﹤0.01%
1,531
+10
+0.7% +$236
SRRA
2728
DELISTED
Sierra Oncology, Inc. Common Stock
SRRA
$30K ﹤0.01%
358
+25
+8% +$2.83K
TURN
2729
DELISTED
180 Degree Capital
TURN
$28K ﹤0.01%
5,014
-140
-3% -$816
INFI
2730
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$28K ﹤0.01%
13,488
+82
+0.6% +$176
ROYT
2731
DELISTED
PACIFIC COAST OIL TRUST
ROYT
$28K ﹤0.01%
13,312
+81
+0.6% +$183
DXLG icon
2732
Destination XL Group
DXLG
$32.6M
$27K ﹤0.01%
15,625
+95
+0.6% +$227
UQM
2733
DELISTED
UQM Technologies, Inc.
UQM
$26K ﹤0.01%
20,015
-631
-3% -$855
LITS
2734
Lite Strategy Inc
LITS
$31.6M
$25K ﹤0.01%
612
+4
+0.7% +$174
MVIS icon
2735
Microvision
MVIS
$76.1M
$23K ﹤0.01%
1,419
-39
-3% -$734
TLPH icon
2736
Talphera
TLPH
$74.2M
$23K ﹤0.01%
537
+4
+0.8% +$158
WYY icon
2737
WidePoint Corp
WYY
$106M
$23K ﹤0.01%
3,909
-158
-4% -$882
TST
2738
DELISTED
TheStreet, Inc.
TST
$23K ﹤0.01%
1,307
-54
-4% -$785
INSG icon
2739
Inseego
INSG
$87M
$22K ﹤0.01%
1,214
+7
+0.6% +$132
PLX icon
2740
Protalix BioTherapeutics
PLX
$197M
$22K ﹤0.01%
4,038
+24
+0.6% +$158
ALSK
2741
DELISTED
Alaska Communications Systems
ALSK
$22K ﹤0.01%
12,408
+75
+0.6% +$169
TRVN
2742
DELISTED
Trevena, Inc.
TRVN
$21K ﹤0.01%
21
– –
STCN
2743
DELISTED
Steel Connect, Inc. Common Stock
STCN
$21K ﹤0.01%
+1,077
New +$23K
NOG icon
2744
Northern Oil and Gas
NOG
$2.21B
$20K ﹤0.01%
+1,011
New +$21.8K
VANI icon
2745
Vivani Medical
VANI
$117M
$20K ﹤0.01%
433
+3
+0.7% +$133
RGLS
2746
DELISTED
Regulus Therapeutics
RGLS
$19K ﹤0.01%
217
+1
+0.5% +$134
VERU icon
2747
Veru
VERU
$37.1M
$19K ﹤0.01%
1,064
-44
-4% -$656
EGY icon
2748
Vaalco Energy
EGY
$552M
$18K ﹤0.01%
20,386
+124
+0.6% +$104
MGNI icon
2749
Magnite
MGNI
$3.49B
$18K ﹤0.01%
+10,232
New +$19.4K
CGRN
2750
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$18K ﹤0.01%
1,558
+10
+0.6% +$89
108 109
110
111 112

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2018 Portfolio in Review

As of Q1 2018, Guggenheim Capital held 2,857 positions worth $41B, down 2.9% from $42.2B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $1.4B in Q1 2018, closing 90 positions and reducing 1,452 holdings. Its most notable exit was Seagate, an estimated $79.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in State Street SPDR Bloomberg High Yield Bond ETF worth $28.5M.

  • Guggenheim Capital's largest Q1 2018 buy was State Street SPDR Bloomberg High Yield Bond ETF: 264,964 shares worth $28.5M.
  • Guggenheim Capital added most to IPG Photonics in Q1 2018, an estimated $83.6M increase.
  • Guggenheim Capital's biggest Q1 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $792M.
  • Guggenheim Capital fully exited Seagate in Q1 2018, selling an estimated $79.7M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $41B portfolio in Q1 2018.
  • Guggenheim Capital opened 150 new positions and closed 90 in Q1 2018.
  • Guggenheim Capital's portfolio value fell 2.9% quarter-over-quarter to $41B.

Based on Guggenheim Capital's 13F filing for Q1 2018, filed 15 May 2018.