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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMPR icon
2726
Cimpress
CMPR
$2.4B
– –
-8,860
Closed -$864K
CPF icon
2727
Central Pacific Financial
CPF
$1.02B
– –
-29,427
Closed -$946K
CRESY
2728
Cresud
CRESY
$796M
– –
-12,809
Closed -$215K
CROX icon
2729
Crocs
CROX
$6.47B
– –
-99,558
Closed -$965K
CTS icon
2730
CTS Corp
CTS
$1.86B
– –
-127,564
Closed -$3.07M
CYTK icon
2731
Cytokinetics
CYTK
$10.4B
– –
-123,456
Closed -$1.79M
DB icon
2732
Deutsche Bank
DB
$69.8B
– –
-43,780
Closed -$756K
DLB icon
2733
Dolby
DLB
$5.59B
– –
-7,784
Closed -$448K
DSS icon
2734
DSS Inc
DSS
$5.35M
– –
-19
Closed -$9K
ECPG icon
2735
Encore Capital Group
ECPG
$2.06B
– –
-71,602
Closed -$3.17M
EGHT icon
2736
8x8 Inc
EGHT
$292M
– –
-57,128
Closed -$771K
EGO icon
2737
Eldorado Gold
EGO
$8.37B
– –
-160,286
Closed -$1.76M
EIG icon
2738
Employers Holdings
EIG
$910M
– –
-25,753
Closed -$1.17M
ELF icon
2739
e.l.f. Beauty
ELF
$4.87B
– –
-45,658
Closed -$1.03M
ESE icon
2740
ESCO Technologies
ESE
$8.24B
– –
-20,236
Closed -$1.21M
EVG
2741
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
– –
-21,874
Closed -$311K
FATE icon
2742
Fate Therapeutics
FATE
$291M
– –
-10,636
Closed -$43K
FBIO icon
2743
Fortress Biotech
FBIO
$91.7M
– –
-743
Closed -$50K
FOR icon
2744
Forestar Group
FOR
$1.47B
– –
-74,840
Closed -$1.29M
FORR icon
2745
Forrester Research
FORR
$221M
– –
-21,668
Closed -$906K
FWONA icon
2746
Liberty Media Series A
FWONA
$22.4B
– –
-871
Closed -$30K
GEF.B icon
2747
Greif Class B
GEF.B
$4.11B
– –
-172
Closed -$10K
GFF icon
2748
Griffon
GFF
$4.1B
– –
-94,679
Closed -$2.1M
GOF icon
2749
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
– –
-533,050
Closed -$11.4M
GROW icon
2750
US Global Investors
GROW
$37M
– –
-10,768
Closed -$23K
108 109
110
111 112

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.