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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXC icon
2726
iShares Global Energy ETF
IXC
$2.78B
$140K ﹤0.01%
+4,037
New +$136K
CNTY icon
2727
Century Casinos
CNTY
$33.8M
$137K ﹤0.01%
16,547
+4,547
+38% +$31.4K
TEI
2728
Templeton Emerging Markets Income Fund
TEI
$318M
$137K ﹤0.01%
12,547
+1,279
+11% +$13.7K
MTL
2729
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
$135K ﹤0.01%
+23,539
New +$118K
AIFU
2730
AIFU Inc
AIFU
$216M
$134K ﹤0.01%
41
-7
-15% -$23.7K
LYTS icon
2731
LSI Industries
LYTS
$914M
$133K ﹤0.01%
13,598
-152
-1% -$1.5K
FRBK
2732
DELISTED
Republic First Bancorp Inc
FRBK
$132K ﹤0.01%
15,821
+5,033
+47% +$27.8K
EFAV icon
2733
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.45B
$131K ﹤0.01%
+2,138
New +$135K
GNR icon
2734
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.86B
$131K ﹤0.01%
+3,179
New +$127K
VEON icon
2735
VEON
VEON
$3.88B
$131K ﹤0.01%
1,357
-1,034
-43% -$89.4K
GNMK
2736
DELISTED
GenMark Diagnostics, Inc
GNMK
$131K ﹤0.01%
10,694
+39
+0.4% +$463
EEMV icon
2737
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.53B
$130K ﹤0.01%
+2,664
New +$137K
MTBL
2738
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$130K ﹤0.01%
54,509
-3,480
-6% -$9.93K
RLOG
2739
DELISTED
Rand Logistics, Inc.
RLOG
$128K ﹤0.01%
154,628
– –
BATRA icon
2740
Atlanta Braves Holdings Series A
BATRA
$3.38B
$127K ﹤0.01%
6,171
-192
-3% -$3.61K
SALE
2741
DELISTED
RetailMeNot, Inc. Series 1
SALE
$127K ﹤0.01%
13,598
-897
-6% -$8.4K
EWP icon
2742
iShares MSCI Spain ETF
EWP
$2.16B
$126K ﹤0.01%
+4,770
New +$126K
SVA
2743
DELISTED
Sinovac Biotech, Ltd
SVA
$126K ﹤0.01%
21,426
-3,329
-13% -$20K
JE
2744
DELISTED
Just Energy Group Inc
JE
$124K ﹤0.01%
+686
New +$120K
RSO
2745
DELISTED
Resource Capital Corp.
RSO
$121K ﹤0.01%
14,465
-17,319
-54% -$180K
LCTX icon
2746
Lineage Cell Therapeutics
LCTX
$282M
$119K ﹤0.01%
37,559
+77
+0.2% +$236
EFV icon
2747
iShares MSCI EAFE Value ETF
EFV
$29.2B
$118K ﹤0.01%
+2,500
New +$116K
KZ
2748
DELISTED
KongZhong Corporation
KZ
$118K ﹤0.01%
16,992
+654
+4% +$4.45K
GORO icon
2749
Goldgroup Mining Inc.
GORO
$161M
$117K ﹤0.01%
26,797
+3,016
+13% +$14.9K
UCFC
2750
DELISTED
United Community Financial Corp
UCFC
$116K ﹤0.01%
12,976
+44
+0.3% +$355
108 109
110
111 112

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.