We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDR
2726
DELISTED
Cedar Realty Trust, Inc
CDR
$98K ﹤0.01%
2,050
-175
-8% -$8.75K
ACCO icon
2727
Acco Brands
ACCO
$399M
$97K ﹤0.01%
10,086
-12,468
-55% -$128K
VIRX
2728
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$97K ﹤0.01%
637
+518
+435% +$73.1K
BSF
2729
DELISTED
Bear State Financial, Inc.
BSF
$97K ﹤0.01%
10,504
-41
-0.4% -$385
UCFC
2730
DELISTED
United Community Financial Corp
UCFC
$92K ﹤0.01%
12,932
-6
-0% -$40
CBB
2731
DELISTED
Cincinnati Bell Inc.
CBB
$92K ﹤0.01%
4,508
-203
-4% -$4.52K
HLIT icon
2732
Harmonic Inc
HLIT
$1.28B
$91K ﹤0.01%
15,374
-10,472
-41% -$41.8K
KNDI
2733
Kandi Technologies Group
KNDI
$70.3M
$91K ﹤0.01%
16,556
-170
-1% -$1.11K
SDLP
2734
DELISTED
SEADRILL PARTNERS LLC
SDLP
$88K ﹤0.01%
2,489
-144,460
-98% -$6.11M
LCM
2735
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$88K ﹤0.01%
10,520
– –
REGI
2736
DELISTED
Renewable Energy Group, Inc.
REGI
$88K ﹤0.01%
10,240
-493
-5% -$4.36K
DSU icon
2737
BlackRock Debt Strategies Fund
DSU
$595M
$87K ﹤0.01%
7,913
– –
GRBK icon
2738
Green Brick Partners
GRBK
$3.09B
$86K ﹤0.01%
10,403
-31
-0.3% -$236
NEO icon
2739
NeoGenomics
NEO
$2.09B
$86K ﹤0.01%
10,382
-17,147
-62% -$144K
UCTT
2740
Ultra Clean Holdings
UCTT
$4B
$84K ﹤0.01%
+11,309
New +$74.2K
TESO
2741
DELISTED
Tesco Corp
TESO
$84K ﹤0.01%
10,317
-670
-6% -$4.74K
CNTY icon
2742
Century Casinos
CNTY
$36.3M
$83K ﹤0.01%
12,000
-4,267
-26% -$27.5K
PRDO icon
2743
Perdoceo Education
PRDO
$2.04B
$80K ﹤0.01%
11,804
-2,001
-14% -$13.6K
ACGN
2744
DELISTED
Aceragen Inc
ACGN
$80K ﹤0.01%
229
– –
EVEP
2745
DELISTED
EV Energy Partners, L.P.
EVEP
$80K ﹤0.01%
33,362
-39,661
-54% -$94.9K
MNOV icon
2746
MediciNova
MNOV
$65.5M
$77K ﹤0.01%
+10,169
New +$68.5K
MWW
2747
DELISTED
Monster Worldwide Inc
MWW
$75K ﹤0.01%
20,879
-6,279
-23% -$20K
SREV
2748
DELISTED
ServiceSource International, Inc.
SREV
$70K ﹤0.01%
14,416
-774
-5% -$3.64K
ENZ
2749
DELISTED
Enzo Biochem, Inc.
ENZ
$68K ﹤0.01%
13,265
+8
+0.1% +$48
NNA
2750
DELISTED
Navios Maritime Acquisition Corporation
NNA
$68K ﹤0.01%
3,362
-851
-20% -$18.8K
108 109
110
111 112

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.