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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRTS icon
2726
Virtus Investment Partners
VRTS
$1.1B
$206K ﹤0.01%
2,052
-511
-20% -$58.8K
LGIH icon
2727
LGI Homes
LGIH
$1.4B
$205K ﹤0.01%
+7,554
New +$178K
NVEC icon
2728
NVE Corp
NVEC
$609M
$204K ﹤0.01%
+4,201
New +$249K
NXST icon
2729
Nexstar Media Group
NXST
$5.92B
$204K ﹤0.01%
+4,303
New +$218K
DFT
2730
DELISTED
DuPont Fabros Technology Inc.
DFT
$204K ﹤0.01%
7,862
-1,576
-17% -$44.8K
BDC icon
2731
Belden
BDC
$5.19B
$202K ﹤0.01%
4,326
+500
+13% +$29.5K
CCJ icon
2732
Cameco
CCJ
$42.4B
$202K ﹤0.01%
16,573
-3,450
-17% -$46.6K
MVF
2733
DELISTED
BlackRock MuniVest Fund
MVF
$202K ﹤0.01%
21,063
-2,802
-12% -$26.8K
ESPR
2734
DELISTED
Esperion Therapeutics
ESPR
$200K ﹤0.01%
8,496
-30,993
-78% -$1.95M
KATE
2735
DELISTED
Kate Spade & Company
KATE
$200K ﹤0.01%
10,431
+775
+8% +$15.5K
LIOX
2736
DELISTED
Lionbridge Technologies
LIOX
$198K ﹤0.01%
39,984
+11,815
+42% +$65.9K
RKUS
2737
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$197K ﹤0.01%
16,650
-15,770
-49% -$177K
GCI
2738
DELISTED
Gannett Co., Inc
GCI
$197K ﹤0.01%
13,356
-2,913
-18% -$38.1K
DOC
2739
DELISTED
PHYSICIANS REALTY TRUST
DOC
$195K ﹤0.01%
+12,906
New +$198K
KTOS icon
2740
Kratos Defense & Security Solutions
KTOS
$11.4B
$194K ﹤0.01%
46,060
-528
-1% -$2.66K
SAFE
2741
Safehold
SAFE
$1.15B
$192K ﹤0.01%
3,136
+860
+38% +$53.9K
COWN
2742
DELISTED
Cowen Inc. Class A Common Stock
COWN
$190K ﹤0.01%
10,412
+2,621
+34% +$57.7K
BYD icon
2743
Boyd Gaming
BYD
$6.06B
$189K ﹤0.01%
11,588
-6,074
-34% -$101K
ICB
2744
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$188K ﹤0.01%
10,773
-2,558
-19% -$44.4K
MCN
2745
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$186K ﹤0.01%
26,262
+1,392
+6% +$10.7K
DSE
2746
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$186K ﹤0.01%
+2,561
New +$265K
AMX icon
2747
America Movil
AMX
$71.2B
$185K ﹤0.01%
11,201
-38,419
-77% -$720K
PENN icon
2748
PENN Entertainment
PENN
$2.7B
$184K ﹤0.01%
10,956
-2,501
-19% -$45.7K
RSE
2749
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
$183K ﹤0.01%
11,753
-2,482
-17% -$41.5K
RNF
2750
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
$183K ﹤0.01%
15,521
-2,310
-13% -$30.9K
108 109
110
111 112

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.