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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ALR
2726
DELISTED
AlerisLife Inc
ALR
| $205K | ﹤0.01% |
3,951
+109
| +3% | +$6.04K |
|
|
ROCM
2727
DELISTED
ROCHESTER MEDICAL CORP
ROCM
| $205K | ﹤0.01% |
+10,258
| New | +$167K |
|
|
MVT
2728
DELISTED
BlackRock MuniVest Fund II
MVT
| $204K | ﹤0.01% |
14,095
-1,911
| -12% | -$27.5K |
|
|
HRC
2729
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
| $204K | ﹤0.01% |
+5,684
| New | +$201K |
|
|
MCRS
2730
DELISTED
MICROS SYSTEMS INC
MCRS
| $204K | ﹤0.01% |
4,080
-9,840
| -71% | -$477K |
|
|
QLIK
2731
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
| $204K | ﹤0.01% |
+5,951
| New | +$195K |
|
|
SAFE
2732
Safehold
SAFE
$1.13B
| $200K | ﹤0.01% |
3,405
-11
| -0.3% | -$616 |
|
|
TQNT
2733
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
| $197K | ﹤0.01% |
24,277
+11,130
| +85% | +$85K |
|
2734
KRONOS Worldwide
KRO
$947M
| $196K | ﹤0.01% |
12,661
-451
| -3% | -$7.11K |
|
2735
Rockwell Medical
RMTI
$28.3M
| $196K | ﹤0.01% |
157
+46
| +41% | +$31.2K |
|
2736
Booz Allen Hamilton
BAH
$8.89B
| $195K | ﹤0.01% |
10,110
-4,751
| -32% | -$92.9K |
|
2737
Harte-Hanks
HHS
$16.9M
| $195K | ﹤0.01% |
2,206
-2,104
| -49% | -$193K |
|
2738
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.25B
| $194K | ﹤0.01% |
+8,426
| New | +$194K |
|
|
COY
2739
DELISTED
BLACKROCK CORP HIGH YLD FD INC
COY
| $194K | ﹤0.01% |
26,973
-9,406
| -26% | -$66.5K |
|
2740
Ameris Bancorp
ABCB
$5.92B
| $193K | ﹤0.01% |
10,511
+129
| +1% | +$2.43K |
|
2741
CVB Financial
CVBF
$4B
| $193K | ﹤0.01% |
14,266
-13,028
| -48% | -$171K |
|
2742
Mitsubishi UFJ Financial
MUFG
$254B
| $192K | ﹤0.01% |
29,980
-4,960
| -14% | -$31.5K |
|
2743
Cerus
CERS
$468M
| $190K | ﹤0.01% |
28,186
+3,864
| +16% | +$21K |
|
2744
Beazer Homes USA
BZH
$915M
| $188K | ﹤0.01% |
10,441
+208
| +2% | +$3.66K |
|
|
GLV
2745
Clough Global Dividend & Income Fund
GLV
$78.4M
| $186K | ﹤0.01% |
12,225
| – | – |
|
2746
Waterstone Financial
WSBF
$375M
| $185K | ﹤0.01% |
19,908
+720
| +4% | +$6.87K |
|
|
NOAH
2747
Noah Holdings
NOAH
$594M
| $179K | ﹤0.01% |
+10,493
| New | +$147K |
|
|
RMT
2748
Royce Micro-Cap Trust
RMT
$751M
| $179K | ﹤0.01% |
15,287
| – | – |
|
|
ERH
2749
Allspring Utilities & High Income Fund
ERH
$104M
| $178K | ﹤0.01% |
14,875
-11,822
| -44% | -$143K |
|
|
ADAM
2750
Adamas Trust
ADAM
$856M
| $178K | ﹤0.01% |
7,132
-104,956
| -94% | -$2.64M |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.