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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLB icon
251
SLB Ltd
SLB
$75B
$11.4M 0.1%
213,049
-85,927
-29% -$4.28M
RHP icon
252
Ryman Hospitality Properties
RHP
$7.63B
$11.3M 0.1%
138,310
-5,683
-4% -$486K
MO icon
253
Altria Group
MO
$114B
$11.3M 0.1%
246,768
+14,332
+6% +$649K
HEES
254
DELISTED
H&E Equipment Services
HEES
$11.2M 0.1%
247,182
-548
-0.2% -$21.2K
DIS icon
255
Walt Disney
DIS
$181B
$11.1M 0.1%
128,260
+36,468
+40% +$3.49M
WTFC icon
256
Wintrust Financial
WTFC
$10.7B
$11.1M 0.1%
131,515
-6,409
-5% -$566K
AFL icon
257
Aflac
AFL
$62.6B
$11.1M 0.1%
154,303
+4,794
+3% +$321K
WMB icon
258
Williams Companies
WMB
$86.1B
$11.1M 0.1%
336,903
-27,432
-8% -$893K
DSU icon
259
BlackRock Debt Strategies Fund
DSU
$597M
$11.1M 0.1%
1,203,817
-182,047
-13% -$1.69M
ALL icon
260
Allstate
ALL
$67.5B
$11.1M 0.1%
81,514
-4,863
-6% -$636K
EMLC icon
261
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.84B
$10.9M 0.1%
449,205
+19,719
+5% +$463K
OXY icon
262
Occidental Petroleum
OXY
$55.9B
$10.9M 0.1%
172,472
+65,721
+62% +$4.48M
ILMN icon
263
Illumina
ILMN
$28.4B
$10.8M 0.1%
55,161
+351
+0.6% +$72.7K
DOC
264
DELISTED
PHYSICIANS REALTY TRUST
DOC
$10.8M 0.1%
748,858
+2,399
+0.3% +$34.8K
CHTR icon
265
Charter Communications
CHTR
$18.2B
$10.7M 0.09%
31,642
-3,803
-11% -$1.34M
PCAR icon
266
PACCAR
PCAR
$70.1B
$10.7M 0.09%
162,549
-8,601
-5% -$562K
CL icon
267
Colgate-Palmolive
CL
$74.4B
$10.7M 0.09%
135,209
-31,673
-19% -$2.37M
ABT icon
268
Abbott
ABT
$187B
$10.6M 0.09%
96,601
+20,553
+27% +$2.13M
MVF
269
DELISTED
BlackRock MuniVest Fund
MVF
$10.6M 0.09%
1,512,587
-25,858
-2% -$173K
EVH icon
270
Evolent Health
EVH
$447M
$10.6M 0.09%
377,232
– –
SAIC icon
271
Saic
SAIC
$5.35B
$10.5M 0.09%
94,526
-5,150
-5% -$543K
AIZ icon
272
Assurant
AIZ
$14.3B
$10.4M 0.09%
83,376
-11,441
-12% -$1.52M
WHR icon
273
Whirlpool
WHR
$2.82B
$10.3M 0.09%
73,001
+3,628
+5% +$516K
SHY icon
274
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$10.3M 0.09%
126,453
-5,712
-4% -$463K
BWC
275
DELISTED
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
$10.3M 0.09%
1,047,992
-6,400
-0.6% -$62.3K
9 10
11
12 13

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.