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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLNX
251
DELISTED
Xilinx Inc
XLNX
$14.8M 0.09%
98,258
-2,977
-3% -$436K
AVK
252
Advent Convertible and Income Fund
AVK
$563M
$14.8M 0.09%
844,806
-84,155
-9% -$1.56M
MVF
253
DELISTED
BlackRock MuniVest Fund
MVF
$14.8M 0.09%
1,561,493
+25,017
+2% +$244K
ADC icon
254
Agree Realty
ADC
$9.41B
$14.8M 0.09%
223,028
+3,564
+2% +$259K
CAH icon
255
Cardinal Health
CAH
$55.4B
$14.6M 0.09%
294,456
+8,373
+3% +$454K
DD icon
256
DuPont de Nemours
DD
$19.2B
$14.5M 0.09%
169,907
+39,886
+31% +$3.7M
SNPS icon
257
Synopsys
SNPS
$79.7B
$14.5M 0.09%
48,356
-1,205
-2% -$366K
AKR icon
258
Acadia Realty Trust
AKR
$2.84B
$14.4M 0.09%
707,524
+178,818
+34% +$3.77M
DOCU
259
DocuSign
DOCU
$11.5B
$14.4M 0.09%
55,942
+4,243
+8% +$1.22M
STX icon
260
Seagate
STX
$184B
$14.3M 0.09%
173,478
-32,492
-16% -$2.83M
EHC icon
261
Encompass Health
EHC
$12.4B
$14.2M 0.09%
238,432
+4,708
+2% +$296K
PPL
262
PPL Corp
PPL
$26.7B
$14.2M 0.09%
509,636
-48,051
-9% -$1.39M
PTEN icon
263
Patterson-UTI
PTEN
$3.76B
$14.2M 0.09%
1,572,432
+2,562
+0.2% +$20.7K
REXR icon
264
Rexford Industrial Realty
REXR
$8.19B
$14.1M 0.08%
248,477
+145,865
+142% +$8.8M
BDJ icon
265
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$14M 0.08%
1,427,689
+149,115
+12% +$1.5M
AFL icon
266
Aflac
AFL
$63.4B
$14M 0.08%
268,338
-4,023
-1% -$220K
MCK icon
267
McKesson
MCK
$101B
$13.9M 0.08%
69,950
+519
+0.7% +$104K
Y
268
DELISTED
Alleghany Corp
Y
$13.8M 0.08%
22,165
-904
-4% -$597K
PRU icon
269
Prudential Financial
PRU
$41.8B
$13.8M 0.08%
131,375
-6,406
-5% -$660K
AOS icon
270
A.O. Smith
AOS
$8.7B
$13.8M 0.08%
226,136
-9,942
-4% -$694K
CDNS icon
271
Cadence Design Systems
CDNS
$93.4B
$13.8M 0.08%
90,839
-60,315
-40% -$9.19M
KNX icon
272
Knight Transportation
KNX
$11.4B
$13.7M 0.08%
267,965
-24,755
-8% -$1.25M
CTRE icon
273
CareTrust REIT
CTRE
$9.74B
$13.6M 0.08%
670,088
+83,955
+14% +$1.9M
HCA icon
274
HCA Healthcare
HCA
$89.5B
$13.5M 0.08%
55,822
-9,311
-14% -$2.28M
BXP icon
275
Boston Properties
BXP
$11.1B
$13.5M 0.08%
124,674
-38,376
-24% -$4.39M
9 10
11
12 13

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.