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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EW icon
251
Edwards Lifesciences
EW
$51.7B
$14.5M 0.1%
173,751
+8,842
+5% +$748K
ZION icon
252
Zions Bancorporation
ZION
$10.3B
$14.4M 0.09%
261,384
-136,901
-34% -$7.05M
PNW icon
253
Pinnacle West Capital
PNW
$12.2B
$14.3M 0.09%
175,775
+32,193
+22% +$2.49M
DE icon
254
Deere & Co
DE
$168B
$14.3M 0.09%
38,113
+4,139
+12% +$1.36M
CMS icon
255
CMS Energy
CMS
$22.3B
$14.2M 0.09%
232,005
-41,474
-15% -$2.38M
JD icon
256
JD.com
JD
$44.5B
$14.2M 0.09%
168,244
-46,207
-22% -$4.24M
NFJ
257
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$14.2M 0.09%
1,028,354
-13,058
-1% -$178K
FTNT icon
258
Fortinet
FTNT
$117B
$14M 0.09%
380,555
+5,990
+2% +$196K
AFL icon
259
Aflac
AFL
$62.6B
$13.9M 0.09%
271,936
-24,465
-8% -$1.17M
EXPD icon
260
Expeditors International
EXPD
$23.2B
$13.9M 0.09%
129,229
+24,254
+23% +$2.33M
TAP icon
261
Molson Coors Class B
TAP
$8.09B
$13.9M 0.09%
272,053
+29,080
+12% +$1.41M
IPG
262
DELISTED
Interpublic Group of Companies
IPG
$13.9M 0.09%
476,410
-89,034
-16% -$2.35M
PEG icon
263
Public Service Enterprise Group
PEG
$37.7B
$13.9M 0.09%
230,974
-18,713
-7% -$1.08M
RS icon
264
Reliance Steel & Aluminium
RS
$21.6B
$13.8M 0.09%
90,848
+2,079
+2% +$280K
MVF
265
DELISTED
BlackRock MuniVest Fund
MVF
$13.8M 0.09%
1,486,798
-138
-0% -$1.26K
EBS icon
266
Emergent Biosolutions
EBS
$248M
$13.8M 0.09%
148,031
+1,446
+1% +$148K
ZM icon
267
Zoom
ZM
$30.6B
$13.7M 0.09%
42,669
-5,053
-11% -$1.86M
BF.B icon
268
Brown-Forman Class B
BF.B
$13.1B
$13.6M 0.09%
197,757
+5,082
+3% +$372K
MCK icon
269
McKesson
MCK
$101B
$13.6M 0.09%
69,511
+6,147
+10% +$1.12M
VKI icon
270
Invesco Advantage Municipal Income Trust II
VKI
$401M
$13.5M 0.09%
1,143,085
+24,648
+2% +$286K
LQD icon
271
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$13.5M 0.09%
103,892
-8,146,733
-99% -$1.08B
EVH icon
272
Evolent Health
EVH
$447M
$13.4M 0.09%
664,365
– –
INCY icon
273
Incyte
INCY
$24.4B
$13.4M 0.09%
164,416
-8,107
-5% -$692K
BA icon
274
Boeing
BA
$185B
$13.3M 0.09%
52,210
-3,328
-6% -$740K
GWW icon
275
W.W. Grainger
GWW
$60.2B
$13.3M 0.09%
33,118
+377
+1% +$146K
9 10
11
12 13

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.