We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPG
251
DELISTED
Interpublic Group of Companies
IPG
$13.3M 0.08%
565,444
-31,164
-5% -$654K
AFL icon
252
Aflac
AFL
$62.6B
$13.2M 0.08%
296,401
-10,994
-4% -$450K
NXPI icon
253
NXP Semiconductors
NXPI
$60.4B
$13.1M 0.08%
82,641
-9,027
-10% -$1.33M
EBS icon
254
Emergent Biosolutions
EBS
$248M
$13.1M 0.08%
146,585
+44,673
+44% +$4.1M
EVV
255
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$13.1M 0.08%
1,047,452
-127,346
-11% -$1.53M
MDU icon
256
MDU Resources
MDU
$4.32B
$13M 0.08%
1,302,261
-247,530
-16% -$2.31M
SLV icon
257
iShares Silver Trust
SLV
$30.7B
$13M 0.08%
529,798
+35,924
+7% +$817K
DOW icon
258
Dow Inc
DOW
$21.2B
$12.9M 0.08%
232,713
+2,482
+1% +$128K
PNFP icon
259
Pinnacle Financial Partners Inc
PNFP
$15.8B
$12.9M 0.08%
200,410
+8,749
+5% +$451K
DHI icon
260
D.R. Horton
DHI
$42.3B
$12.9M 0.08%
186,624
-24,173
-11% -$1.76M
WDAY icon
261
Workday
WDAY
$44.4B
$12.8M 0.08%
53,388
+7,408
+16% +$1.66M
VKI icon
262
Invesco Advantage Municipal Income Trust II
VKI
$401M
$12.7M 0.08%
1,118,437
-90,223
-7% -$995K
YUM icon
263
Yum! Brands
YUM
$41.1B
$12.7M 0.08%
116,785
-6,130
-5% -$626K
TRNO icon
264
Terreno Realty
TRNO
$7.49B
$12.6M 0.08%
215,239
-2,789
-1% -$163K
SGEN
265
DELISTED
Seagen Inc. Common Stock
SGEN
$12.6M 0.08%
71,833
-1,938
-3% -$361K
MO icon
266
Altria Group
MO
$114B
$12.5M 0.08%
304,889
-109,931
-27% -$4.41M
AVY icon
267
Avery Dennison
AVY
$13.4B
$12.5M 0.08%
80,312
-11,714
-13% -$1.7M
AVK
268
Advent Convertible and Income Fund
AVK
$563M
$12.4M 0.08%
772,630
+171,374
+29% +$2.52M
CHI
269
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$12.3M 0.08%
909,353
+12,227
+1% +$151K
EVN
270
Eaton Vance Municipal Income Trust
EVN
$426M
$12.2M 0.08%
914,387
-8,121
-0.9% -$106K
CTVA icon
271
Corteva
CTVA
$51.3B
$12.2M 0.08%
315,858
-63,202
-17% -$2.26M
MKC icon
272
McCormick & Company Non-Voting
MKC
$14.2B
$12.2M 0.08%
127,824
+28,010
+28% +$2.64M
DOC
273
DELISTED
PHYSICIANS REALTY TRUST
DOC
$12.2M 0.08%
685,523
+1,014
+0.1% +$18.2K
LULU icon
274
lululemon athletica
LULU
$14.6B
$12.2M 0.08%
35,051
+2,531
+8% +$879K
XEL icon
275
Xcel Energy
XEL
$48.8B
$12M 0.08%
180,392
+13,510
+8% +$941K
9 10
11
12 13

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.