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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLA icon
251
Tesla
TSLA
$1.29T
$11.7M 0.09%
729,660
+173,520
+31% +$2.72M
VKI icon
252
Invesco Advantage Municipal Income Trust II
VKI
$394M
$11.6M 0.09%
1,033,504
+522,043
+102% +$5.91M
CMBS icon
253
iShares CMBS ETF
CMBS
$473M
$11.6M 0.09%
217,156
+67,843
+45% +$3.62M
LUV icon
254
Southwest Airlines
LUV
$23B
$11.6M 0.09%
214,732
-6,395
-3% -$335K
ZD icon
255
Ziff Davis
ZD
$1.99B
$11.5M 0.09%
146,122
-31,099
-18% -$2.36M
EA icon
256
Electronic Arts
EA
$53B
$11.5M 0.09%
117,889
+4,945
+4% +$465K
LEG icon
257
Leggett & Platt
LEG
$1.37B
$11.5M 0.09%
280,882
-259
-0.1% -$10.2K
RS icon
258
Reliance Steel & Aluminium
RS
$20.9B
$11.5M 0.09%
115,330
-31,924
-22% -$3.12M
IGD
259
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$516M
$11.5M 0.09%
1,913,649
+98,895
+5% +$635K
XLNX
260
DELISTED
Xilinx Inc
XLNX
$11.4M 0.09%
119,343
-74,707
-38% -$8.17M
EIX icon
261
Edison International
EIX
$27.5B
$11.4M 0.09%
151,481
+21,871
+17% +$1.57M
KNX icon
262
Knight Transportation
KNX
$11.1B
$11.4M 0.09%
313,709
+94,241
+43% +$3.27M
RTX icon
263
RTX Corp
RTX
$294B
$11.4M 0.09%
132,268
+47,106
+55% +$3.91M
TRNO icon
264
Terreno Realty
TRNO
$7.58B
$11.4M 0.09%
222,346
-24,962
-10% -$1.25M
AJG icon
265
Arthur J. Gallagher & Co
AJG
$63.5B
$11.3M 0.09%
126,594
+5,238
+4% +$471K
VOO icon
266
Vanguard S&P 500 ETF
VOO
$1.01T
$11.3M 0.09%
41,528
-13,428
-24% -$3.64M
INFN
267
DELISTED
Infinera Corporation Common Stock
INFN
$11.3M 0.09%
2,073,062
+810,661
+64% +$3.56M
LKQ icon
268
LKQ Corp
LKQ
$5.91B
$11.2M 0.09%
357,325
-104,279
-23% -$2.85M
FFA
269
First Trust Enhanced Equity Income Fund
FFA
$457M
$11.2M 0.09%
708,505
+34,385
+5% +$548K
AGM icon
270
Federal Agricultural Mortgage
AGM
$2.58B
$11.2M 0.09%
136,851
-137
-0.1% -$10.8K
SRC
271
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$11.2M 0.09%
233,068
+133,870
+135% +$6.13M
STX icon
272
Seagate
STX
$192B
$11.1M 0.09%
207,108
+1,983
+1% +$97.3K
O icon
273
Realty Income
O
$58.7B
$11.1M 0.09%
149,067
-154
-0.1% -$10.8K
FLIR
274
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$11.1M 0.09%
210,535
+14,339
+7% +$731K
MTSI icon
275
MACOM Technology Solutions
MTSI
$19.5B
$11.1M 0.09%
514,256
+11,612
+2% +$227K
9 10
11
12 13

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.