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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAT icon
251
Waters Corp
WAT
$37.3B
$58M 0.14%
300,143
+84,981
+39% +$16.4M
BNY
252
Bank of New York Mellon
BNY
$103B
$57.9M 0.14%
1,075,891
+122,814
+13% +$6.54M
UAL icon
253
United Airlines
UAL
$38.8B
$57.9M 0.14%
858,833
-134,354
-14% -$8.37M
OKE icon
254
Oneok
OKE
$56.7B
$57.8M 0.14%
1,081,162
+31,068
+3% +$1.66M
IVZ icon
255
Invesco
IVZ
$12.4B
$57.7M 0.14%
1,579,950
-66,947
-4% -$2.42M
BSX icon
256
Boston Scientific
BSX
$68.4B
$57.6M 0.14%
2,324,994
+409,846
+21% +$11.3M
TFC icon
257
Truist Financial
TFC
$63.9B
$57.5M 0.14%
1,157,440
+51,882
+5% +$2.5M
KMI icon
258
Kinder Morgan
KMI
$70.9B
$57.5M 0.14%
3,183,589
+857,942
+37% +$15.4M
HUM icon
259
Humana
HUM
$43.9B
$57.1M 0.14%
230,068
-45,624
-17% -$11.3M
APTV icon
260
Aptiv
APTV
$12.3B
$56.7M 0.13%
668,789
+343,772
+106% +$32.7M
JEF icon
261
Jefferies Financial Group
JEF
$12.7B
$56.7M 0.13%
2,390,644
+43,697
+2% +$1.01M
SBAC icon
262
SBA Communications
SBAC
$19.8B
$56.6M 0.13%
346,537
+147,467
+74% +$23.4M
HAL icon
263
Halliburton
HAL
$26.1B
$56.5M 0.13%
1,156,810
+130,534
+13% +$5.75M
AFL icon
264
Aflac
AFL
$65.5B
$56.5M 0.13%
1,286,900
-105,840
-8% -$4.52M
AMD icon
265
Advanced Micro Devices
AMD
$700B
$56.5M 0.13%
5,491,166
+1,486,494
+37% +$17.4M
TDG icon
266
TransDigm Group
TDG
$70.7B
$56.3M 0.13%
204,978
-14,309
-7% -$3.89M
NAVI icon
267
Navient
NAVI
$819M
$56.1M 0.13%
4,210,295
+1,114,823
+36% +$14.1M
COO icon
268
Cooper Companies
COO
$14.2B
$56.1M 0.13%
1,029,376
+357,356
+53% +$20.9M
NTRS icon
269
Northern Trust
NTRS
$21.8B
$56M 0.13%
560,915
-18,388
-3% -$1.75M
AOS icon
270
A.O. Smith
AOS
$8.55B
$56M 0.13%
914,052
+74,790
+9% +$4.54M
SCG
271
DELISTED
Scana
SCG
$56M 0.13%
1,407,611
+630,772
+81% +$28.2M
HBAN icon
272
Huntington Bancshares
HBAN
$34B
$55.9M 0.13%
3,842,576
-376,810
-9% -$5.29M
AME icon
273
Ametek
AME
$53.9B
$55.8M 0.13%
769,849
+236,958
+44% +$16.5M
BLK icon
274
Blackrock
BLK
$167B
$55.7M 0.13%
108,400
-4,090
-4% -$1.99M
PVH icon
275
PVH
PVH
$4.07B
$55.7M 0.13%
405,824
-7,329
-2% -$957K
9 10
11
12 13

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.