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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUMN icon
251
Lumen
LUMN
$6.43B
$53.9M 0.13%
2,849,284
+380,965
+15% +$8.02M
SLB icon
252
SLB Ltd
SLB
$72.7B
$53.8M 0.13%
771,625
+12,459
+2% +$824K
TWX
253
DELISTED
Time Warner Inc
TWX
$53.6M 0.13%
523,267
-17,402
-3% -$1.77M
BCR
254
DELISTED
CR Bard Inc.
BCR
$53.6M 0.13%
167,162
-21,172
-11% -$6.77M
PCG icon
255
PG&E
PCG
$39B
$53.6M 0.13%
786,761
+42,911
+6% +$2.94M
ADSK icon
256
Autodesk
ADSK
$51.8B
$53.5M 0.13%
476,924
-52,331
-10% -$5.77M
ROST icon
257
Ross Stores
ROST
$80.8B
$53.4M 0.13%
826,453
-31,585
-4% -$1.82M
NTRS icon
258
Northern Trust
NTRS
$21.8B
$53.3M 0.13%
579,303
+70,211
+14% +$6.34M
KDP icon
259
Keurig Dr Pepper
KDP
$42.8B
$53.2M 0.13%
601,885
-26,971
-4% -$2.45M
USB icon
260
US Bancorp
USB
$97.9B
$53.2M 0.13%
992,578
-33,349
-3% -$1.74M
SHW icon
261
Sherwin-Williams
SHW
$83.5B
$53.1M 0.12%
444,975
-33,852
-7% -$3.88M
ABT icon
262
Abbott
ABT
$187B
$53.1M 0.12%
994,507
-24,450
-2% -$1.23M
JEF icon
263
Jefferies Financial Group
JEF
$12.7B
$53M 0.12%
2,346,947
+241,224
+11% +$5.4M
DVA icon
264
DaVita
DVA
$15.5B
$53M 0.12%
892,398
+53,379
+6% +$3.21M
OXY icon
265
Occidental Petroleum
OXY
$55.7B
$52.7M 0.12%
821,509
-20,113
-2% -$1.22M
ES icon
266
Eversource Energy
ES
$28.1B
$52.7M 0.12%
871,301
-18,665
-2% -$1.15M
PSX icon
267
Phillips 66
PSX
$82.9B
$52.6M 0.12%
574,720
-27,573
-5% -$2.34M
UDR icon
268
UDR
UDR
$12.8B
$52.6M 0.12%
1,382,965
+14,961
+1% +$580K
GPN icon
269
Global Payments
GPN
$24.1B
$52.6M 0.12%
553,251
-50,450
-8% -$4.75M
HWM icon
270
Howmet Aerospace
HWM
$109B
$52.6M 0.12%
2,755,499
+136,161
+5% +$2.61M
SNPS icon
271
Synopsys
SNPS
$71.6B
$52.2M 0.12%
647,906
-84,679
-12% -$6.57M
LNC icon
272
Lincoln National
LNC
$7.92B
$52.1M 0.12%
709,317
+17,819
+3% +$1.26M
PVH icon
273
PVH
PVH
$4.07B
$52.1M 0.12%
413,153
-55,537
-12% -$6.77M
ED icon
274
Consolidated Edison
ED
$41.4B
$52M 0.12%
644,756
-67,235
-9% -$5.57M
CNP icon
275
CenterPoint Energy
CNP
$28.3B
$52M 0.12%
1,778,812
+67,995
+4% +$1.96M
9 10
11
12 13

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.