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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
K
251
DELISTED
Kellanova
K
$47.9M 0.14%
692,334
-17,522
-2% -$1.22M
OKE icon
252
Oneok
OKE
$57.2B
$47.9M 0.14%
833,692
+71,557
+9% +$3.75M
ORLY icon
253
O'Reilly Automotive
ORLY
$72.9B
$47.2M 0.14%
2,544,300
-371,475
-13% -$6.79M
EXPE icon
254
Expedia Group
EXPE
$35.4B
$47.1M 0.13%
416,132
-66,942
-14% -$8.16M
CHD icon
255
Church & Dwight Co
CHD
$23.4B
$47.1M 0.13%
1,066,430
+44,293
+4% +$2.02M
MAR icon
256
Marriott International
MAR
$98.3B
$47M 0.13%
569,014
+147,548
+35% +$11.1M
XL
257
DELISTED
XL Group Ltd.
XL
$47M 0.13%
1,261,250
-62,870
-5% -$2.25M
BCR
258
DELISTED
CR Bard Inc.
BCR
$46.9M 0.13%
208,578
+14,265
+7% +$3.1M
FDX icon
259
FedEx
FDX
$72.7B
$46.8M 0.13%
251,473
+74,276
+42% +$13.6M
DVA icon
260
DaVita
DVA
$15.4B
$46.8M 0.13%
729,020
+157,598
+28% +$9.81M
PPL
261
PPL Corp
PPL
$26.5B
$46.8M 0.13%
1,373,763
+120,240
+10% +$4.03M
AJG icon
262
Arthur J. Gallagher & Co
AJG
$64.1B
$46.7M 0.13%
898,104
+405,146
+82% +$20.4M
GGP
263
DELISTED
GGP Inc.
GGP
$46.3M 0.13%
1,853,923
+774,222
+72% +$19.8M
GD icon
264
General Dynamics
GD
$104B
$46.3M 0.13%
268,142
+77,543
+41% +$12.7M
AN icon
265
AutoNation
AN
$7.11B
$46.2M 0.13%
949,409
+194,194
+26% +$9.01M
UPS icon
266
United Parcel Service
UPS
$88.6B
$46.2M 0.13%
402,664
+38,621
+11% +$4.35M
WMB icon
267
Williams Companies
WMB
$87.5B
$46.1M 0.13%
1,479,569
+318,404
+27% +$9.6M
VTRS icon
268
Viatris
VTRS
$20.4B
$46M 0.13%
1,205,349
+58,360
+5% +$2.17M
COR icon
269
Cencora
COR
$60.6B
$45.9M 0.13%
586,669
+16,482
+3% +$1.29M
STI
270
DELISTED
SunTrust Banks, Inc.
STI
$45.9M 0.13%
836,033
+27,545
+3% +$1.38M
DTE icon
271
DTE Energy
DTE
$29.5B
$45.8M 0.13%
546,802
+1,230
+0.2% +$98.9K
JBHT icon
272
JB Hunt Transport Services
JBHT
$25.5B
$45.7M 0.13%
470,835
+102,386
+28% +$9.11M
TAP icon
273
Molson Coors Class B
TAP
$7.79B
$45.6M 0.13%
468,725
+345
+0.1% +$35.2K
VRSK icon
274
Verisk Analytics
VRSK
$25.4B
$45.5M 0.13%
560,825
+100,035
+22% +$8.2M
LKQ icon
275
LKQ Corp
LKQ
$5.68B
$45.5M 0.13%
1,484,720
+385,451
+35% +$12.6M
9 10
11
12 13

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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.