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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.32%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.75B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLG icon
251
SL Green Realty
SLG
$3.85B
$39.5M 0.12%
377,594
+122,704
+48% +$13.2M
VIAB
252
DELISTED
Viacom Inc. Class B
VIAB
$39.3M 0.12%
911,178
+259,772
+40% +$12.9M
ZBH icon
253
Zimmer Biomet
ZBH
$18.8B
$39.2M 0.12%
430,226
-21,096
-5% -$2.11M
CB
254
DELISTED
CHUBB CORPORATION
CB
$39.2M 0.12%
319,602
-117,714
-27% -$14.4M
WWAV
255
DELISTED
The WhiteWave Foods Company
WWAV
$39.1M 0.12%
974,881
-77,940
-7% -$3.72M
MKC icon
256
McCormick & Company Non-Voting
MKC
$13.9B
$39.1M 0.12%
950,966
-127,188
-12% -$5.17M
PRU icon
257
Prudential Financial
PRU
$42.7B
$39M 0.12%
511,827
-33,447
-6% -$2.81M
XRX icon
258
Xerox
XRX
$411M
$39M 0.12%
1,519,555
-351,452
-19% -$9.75M
ECL icon
259
Ecolab
ECL
$78.6B
$38.8M 0.12%
353,348
-33,664
-9% -$3.77M
NDAQ icon
260
Nasdaq
NDAQ
$52.6B
$38.7M 0.12%
2,179,056
-360,144
-14% -$6.17M
BRCM
261
DELISTED
BROADCOM CORP CL-A
BRCM
$38.6M 0.12%
750,578
-297,031
-28% -$15.3M
HST icon
262
Host Hotels & Resorts
HST
$17.2B
$38.6M 0.12%
2,441,573
-315,490
-11% -$5.91M
UNM icon
263
Unum
UNM
$14.3B
$38.5M 0.12%
1,200,444
-352,432
-23% -$12.1M
ADBE icon
264
Adobe
ADBE
$99.9B
$38.5M 0.12%
468,038
-151,425
-24% -$12.3M
SWK icon
265
Stanley Black & Decker
SWK
$14.8B
$38.4M 0.12%
396,345
-84,881
-18% -$8.74M
QRVO icon
266
Qorvo
QRVO
$7.89B
$38.4M 0.12%
851,524
+74,161
+10% +$4.47M
CMA
267
DELISTED
Comerica
CMA
$38.3M 0.12%
932,889
+10,404
+1% +$473K
EMC
268
DELISTED
EMC CORPORATION
EMC
$38.2M 0.12%
1,580,051
-290,730
-16% -$7.35M
TE
269
DELISTED
TECO ENERGY INC
TE
$38.1M 0.12%
1,450,613
-763,394
-34% -$17.1M
GAS
270
DELISTED
AGL Resources Inc
GAS
$38M 0.12%
623,174
-1,084,453
-64% -$58M
HON icon
271
Honeywell
HON
$78.2B
$38M 0.12%
446,598
-170,713
-28% -$15.5M
XEL icon
272
Xcel Energy
XEL
$48.5B
$37.9M 0.12%
1,070,898
-406,920
-28% -$13.8M
DOC icon
273
Healthpeak Properties
DOC
$14.9B
$37.8M 0.12%
1,115,634
-232,737
-17% -$8.05M
KLAC icon
274
KLA
KLAC
$239B
$37.5M 0.12%
7,494,360
-1,721,710
-19% -$8.85M
ENDP
275
DELISTED
Endo International plc
ENDP
$37.5M 0.12%
540,582
-57,250
-10% -$4.58M
9 10
11
12 13

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.75B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.