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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCO icon
251
Moody's
MCO
$82.8B
$47.6M 0.12%
496,876
-143,626
-22% -$13.9M
LLTC
252
DELISTED
Linear Technology Corp
LLTC
$47.6M 0.12%
1,043,200
+80,228
+8% +$3.49M
BKLN icon
253
Invesco Senior Loan ETF
BKLN
$6.97B
$47.3M 0.12%
1,967,489
-4,406
-0.2% -$107K
DHR icon
254
Danaher
DHR
$137B
$47.3M 0.12%
820,557
-23,614
-3% -$1.28M
TROW icon
255
T. Rowe Price
TROW
$23.9B
$47.2M 0.12%
549,877
-283,313
-34% -$23.1M
BXP icon
256
Boston Properties
BXP
$11.2B
$47.2M 0.12%
366,390
+80,453
+28% +$10.2M
DLTR icon
257
Dollar Tree
DLTR
$24.4B
$47.1M 0.12%
669,166
+19,210
+3% +$1.21M
BMY icon
258
Bristol-Myers Squibb
BMY
$133B
$46.9M 0.12%
794,382
+45,350
+6% +$2.56M
ACN icon
259
Accenture
ACN
$102B
$46.9M 0.12%
524,802
+85,632
+19% +$7.11M
CAG icon
260
Conagra Brands
CAG
$6.94B
$46.9M 0.12%
1,659,912
-376,177
-18% -$10.3M
NOV icon
261
NOV
NOV
$6.93B
$46.9M 0.12%
715,022
+277,503
+63% +$19.3M
PRU icon
262
Prudential Financial
PRU
$42.4B
$46.8M 0.12%
517,882
-51,961
-9% -$4.46M
XEL icon
263
Xcel Energy
XEL
$48.8B
$46.8M 0.12%
1,301,876
-306
-0% -$10.3K
CBRE icon
264
CBRE Group
CBRE
$42.5B
$46.8M 0.12%
1,365,010
+621,862
+84% +$19.9M
WR
265
DELISTED
Westar Energy Inc
WR
$46.7M 0.12%
1,131,798
-22,422
-2% -$856K
LM
266
DELISTED
Legg Mason, Inc.
LM
$46.6M 0.12%
873,220
+472,485
+118% +$24.9M
PCG icon
267
PG&E
PCG
$38.3B
$46.6M 0.12%
874,837
-20,915
-2% -$1.04M
AVB icon
268
AvalonBay Communities
AVB
$26.5B
$46.4M 0.12%
283,716
+103,393
+57% +$16.2M
HYG icon
269
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$46.3M 0.12%
516,990
+464,464
+884% +$42.3M
IP icon
270
International Paper
IP
$21.6B
$46.3M 0.12%
912,963
-387,361
-30% -$19M
RAI
271
DELISTED
Reynolds American Inc
RAI
$46.3M 0.12%
1,439,588
+218,832
+18% +$6.93M
TDG icon
272
TransDigm Group
TDG
$70.2B
$46.2M 0.12%
235,538
+60,728
+35% +$11.5M
ALLE icon
273
Allegion
ALLE
$13.4B
$46.2M 0.12%
833,737
-88,854
-10% -$4.61M
CLX icon
274
Clorox
CLX
$11.6B
$46.2M 0.12%
443,609
-129,519
-23% -$13M
AMAT icon
275
Applied Materials
AMAT
$403B
$46.2M 0.12%
1,854,913
+38,434
+2% +$868K
9 10
11
12 13

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.