We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KSS icon
251
Kohl's
KSS
$2.17B
$44.2M 0.11%
724,178
-11,492
-2% -$650K
ALLE icon
252
Allegion
ALLE
$13.4B
$44M 0.11%
922,591
-56,389
-6% -$2.95M
APC
253
DELISTED
Anadarko Petroleum
APC
$43.8M 0.1%
431,488
+22,281
+5% +$2.4M
BSX icon
254
Boston Scientific
BSX
$69.5B
$43.6M 0.1%
3,695,199
+623,919
+20% +$7.86M
LLL
255
DELISTED
L3 Technologies, Inc.
LLL
$43.6M 0.1%
366,804
+26,344
+8% +$2.99M
MNST icon
256
Monster Beverage
MNST
$94.3B
$43.6M 0.1%
2,850,588
-2,090,448
-42% -$27.4M
SPG icon
257
Simon Property Group
SPG
$74.4B
$43.5M 0.1%
264,718
+69,980
+36% +$11.8M
AMLP icon
258
Alerian MLP ETF
AMLP
$13B
$43.5M 0.1%
453,857
+56,709
+14% +$5.36M
CERN
259
DELISTED
Cerner Corp
CERN
$43.5M 0.1%
730,184
-832
-0.1% -$46.8K
DHR icon
260
Danaher
DHR
$137B
$43.1M 0.1%
844,171
+34,903
+4% +$1.79M
SM icon
261
SM Energy
SM
$7.8B
$43.1M 0.1%
552,652
+300,922
+120% +$24.6M
GS icon
262
Goldman Sachs
GS
$300B
$43.1M 0.1%
234,638
+20,157
+9% +$3.54M
DFS
263
DELISTED
Discover Financial Services
DFS
$43M 0.1%
668,347
+59,619
+10% +$3.74M
SYY icon
264
Sysco
SYY
$40.8B
$42.9M 0.1%
1,130,746
+2,109
+0.2% +$78.7K
CL icon
265
Colgate-Palmolive
CL
$73.1B
$42.9M 0.1%
657,376
+35,278
+6% +$2.33M
DNR
266
DELISTED
Denbury Resources, Inc.
DNR
$42.8M 0.1%
2,850,190
+927,759
+48% +$15.6M
PPG icon
267
PPG Industries
PPG
$24.6B
$42.8M 0.1%
434,784
-11,764
-3% -$1.2M
LLTC
268
DELISTED
Linear Technology Corp
LLTC
$42.7M 0.1%
962,972
+107,760
+13% +$4.89M
BHI
269
DELISTED
Baker Hughes
BHI
$42.7M 0.1%
656,962
+11,591
+2% +$808K
EA icon
270
Electronic Arts
EA
$53B
$42.6M 0.1%
1,197,300
+93,878
+9% +$3.42M
TRV icon
271
Travelers Companies
TRV
$78.1B
$42.5M 0.1%
452,021
+43,992
+11% +$4.1M
WMB icon
272
Williams Companies
WMB
$87.5B
$42.2M 0.1%
762,899
+20,338
+3% +$1.17M
COV
273
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$42.2M 0.1%
487,562
-113,424
-19% -$10M
PKG icon
274
Packaging Corp of America
PKG
$21.9B
$42.2M 0.1%
660,870
-32,427
-5% -$2.18M
VTR icon
275
Ventas
VTR
$48B
$42.2M 0.1%
596,044
+125,070
+27% +$9.13M
9 10
11
12 13

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.