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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTAS icon
251
Cintas
CTAS
$81.6B
$38.6M 0.11%
2,591,160
-401,876
-13% -$5.94M
MRO
252
DELISTED
Marathon Oil Corporation
MRO
$38.5M 0.11%
1,084,372
+121,997
+13% +$4.11M
STRZA
253
DELISTED
Starz - Series A
STRZA
$38.5M 0.11%
1,191,759
+59,364
+5% +$1.8M
ADBE icon
254
Adobe
ADBE
$99.9B
$38.5M 0.11%
585,132
+89,442
+18% +$5.74M
BSX icon
255
Boston Scientific
BSX
$72B
$38.4M 0.11%
2,839,763
+304,687
+12% +$4M
DRI icon
256
Darden Restaurants
DRI
$23.6B
$38.4M 0.11%
845,218
-176,302
-17% -$7.88M
PCAR icon
257
PACCAR
PCAR
$69.5B
$38.1M 0.11%
846,615
+34,822
+4% +$1.43M
MHFI
258
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$37.9M 0.11%
497,166
-23,664
-5% -$1.85M
DGI
259
DELISTED
DigitalGlobe Inc.
DGI
$37.8M 0.11%
1,303,284
+711,537
+120% +$26M
ICFI icon
260
ICF International
ICFI
$1.52B
$37.7M 0.11%
947,845
-161,274
-15% -$5.9M
BNY
261
Bank of New York Mellon
BNY
$106B
$37.7M 0.11%
1,068,868
+235,094
+28% +$7.76M
HAR
262
DELISTED
Harman International Industries
HAR
$37.7M 0.11%
353,862
+1,403
+0.4% +$140K
NBR icon
263
Nabors Industries
NBR
$1.25B
$37.6M 0.11%
30,519
-1,959
-6% -$1.96M
CL icon
264
Colgate-Palmolive
CL
$71.9B
$37.5M 0.11%
578,207
-7,571
-1% -$477K
ZION icon
265
Zions Bancorporation
ZION
$10.3B
$37.5M 0.11%
1,210,442
-16,359
-1% -$497K
LOW icon
266
Lowe's Companies
LOW
$119B
$37.5M 0.11%
766,036
-21,944
-3% -$1.06M
PCP
267
DELISTED
PRECISION CASTPARTS CORP
PCP
$37.4M 0.11%
147,983
+26,051
+21% +$6.74M
TROW icon
268
T. Rowe Price
TROW
$24.3B
$37.3M 0.11%
452,905
+45,626
+11% +$3.7M
NRG icon
269
NRG Energy
NRG
$29.2B
$37.3M 0.11%
1,171,497
-186,968
-14% -$5.36M
SNA icon
270
Snap-on
SNA
$21.2B
$37.2M 0.11%
327,979
-111,829
-25% -$12.1M
KLAC icon
271
KLA
KLAC
$239B
$37.1M 0.11%
5,361,730
+1,252,500
+30% +$8.1M
DOC icon
272
Healthpeak Properties
DOC
$14.9B
$37.1M 0.11%
1,049,154
+162,070
+18% +$5.6M
GEN icon
273
Gen Digital
GEN
$16.9B
$36.9M 0.1%
1,845,839
+493,715
+37% +$10.6M
COR icon
274
Cencora
COR
$60B
$36.9M 0.1%
561,933
+238,649
+74% +$16.2M
CAG icon
275
Conagra Brands
CAG
$7.14B
$36.6M 0.1%
1,516,403
+58,748
+4% +$1.41M
9 10
11
12 13

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.