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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FGP
2701
DELISTED
Ferrellgas Partners, L.P.
FGP
$52K ﹤0.01%
10,153
-8,668
-46% -$41.5K
FBIO icon
2702
Fortress Biotech
FBIO
$104M
$50K ﹤0.01%
743
+3
+0.4% +$202
RLOG
2703
DELISTED
Rand Logistics, Inc.
RLOG
$50K ﹤0.01%
154,628
– –
PXLW icon
2704
Pixelworks
PXLW
$38.2M
$49K ﹤0.01%
886
+13
+1% +$732
ROX
2705
DELISTED
Castle Brands, Inc.
ROX
$47K ﹤0.01%
35,371
+107
+0.3% +$171
CGNT
2706
DELISTED
Cogentix Medical, Inc.
CGNT
$44K ﹤0.01%
17,084
+116
+0.7% +$254
FATE icon
2707
Fate Therapeutics
FATE
$286M
$43K ﹤0.01%
10,636
+336
+3% +$1.14K
III icon
2708
Information Services Group
III
$199M
$43K ﹤0.01%
10,912
+145
+1% +$559
WG
2709
DELISTED
Willbros Group
WG
$43K ﹤0.01%
13,808
+55
+0.4% +$132
CTIC
2710
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$43K ﹤0.01%
+13,330
New +$44.5K
QUIK icon
2711
QuickLogic
QUIK
$232M
$39K ﹤0.01%
1,647
+4
+0.2% +$82
LEE icon
2712
Lee Enterprises
LEE
$172M
$38K ﹤0.01%
1,711
+41
+2% +$824
CDMO
2713
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$38K ﹤0.01%
12,038
+1,283
+12% +$4.82K
TRVN
2714
DELISTED
Trevena, Inc.
TRVN
$38K ﹤0.01%
+24
New +$37.8K
LITS
2715
Lite Strategy Inc
LITS
$32.8M
$37K ﹤0.01%
684
+10
+1% +$554
RGLS
2716
DELISTED
Regulus Therapeutics
RGLS
$36K ﹤0.01%
+242
New +$30.4K
ENPH icon
2717
Enphase Energy
ENPH
$4.96B
$35K ﹤0.01%
+22,955
New +$23.5K
DXLG icon
2718
Destination XL Group
DXLG
$31.2M
$33K ﹤0.01%
17,469
+19
+0.1% +$36
VERU icon
2719
Veru
VERU
$36M
$33K ﹤0.01%
1,247
+49
+4% +$717
VVUS
2720
DELISTED
Vivus Inc
VVUS
$33K ﹤0.01%
3,358
+12
+0.4% +$127
GNSS icon
2721
Genasys
GNSS
$76.1M
$31K ﹤0.01%
14,377
+198
+1% +$337
ALSK
2722
DELISTED
Alaska Communications Systems
ALSK
$31K ﹤0.01%
13,873
+194
+1% +$432
FWONA icon
2723
Liberty Media Series A
FWONA
$22.5B
$30K ﹤0.01%
+871
New +$29.2K
TURN
2724
DELISTED
180 Degree Capital
TURN
$30K ﹤0.01%
5,797
+6
+0.1% +$29
WYY icon
2725
WidePoint Corp
WYY
$101M
$30K ﹤0.01%
4,574
+41
+0.9% +$206
107 108
109
110 111

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.