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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JMEI
2701
DELISTED
Jumei International Holding Limited American depositary shares, each representing ten Class A ordina
JMEI
$78K ﹤0.01%
2,114
-2,930
-58% -$122K
CLDX icon
2702
Celldex Therapeutics
CLDX
$2.99B
$77K ﹤0.01%
1,432
-141
-9% -$7.34K
SHOR
2703
DELISTED
ShoreTel, Inc.
SHOR
$74K ﹤0.01%
12,028
-8,666
-42% -$58.1K
ALTO icon
2704
Alto Ingredients
ALTO
$369M
$72K ﹤0.01%
+10,540
New +$80.2K
HDSN
2705
Hudson Technologies
HDSN
$254M
$72K ﹤0.01%
+10,903
New +$79.3K
KOPN icon
2706
Kopin
KOPN
$652M
$72K ﹤0.01%
17,709
-3,293
-16% -$11.6K
MITK icon
2707
Mitek Systems
MITK
$754M
$72K ﹤0.01%
+10,880
New +$67.1K
SPPI
2708
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$69K ﹤0.01%
10,792
-4,354
-29% -$24.3K
HLIT icon
2709
Harmonic Inc
HLIT
$1.25B
$68K ﹤0.01%
11,487
-1,708
-13% -$9.36K
FNBC
2710
DELISTED
First NBC Bank Holding Company
FNBC
$68K ﹤0.01%
+16,998
New +$83.1K
TTI icon
2711
TETRA Technologies
TTI
$1.14B
$64K ﹤0.01%
16,057
-2,756
-15% -$12.4K
ROX
2712
DELISTED
Castle Brands, Inc.
ROX
$62K ﹤0.01%
39,745
+737
+2% +$679
AXTI icon
2713
AXT Inc
AXTI
$3.95B
$61K ﹤0.01%
+10,571
New +$65.6K
MNOV icon
2714
MediciNova
MNOV
$65.5M
$61K ﹤0.01%
10,205
+8
+0.1% +$48
LYG icon
2715
Lloyds Banking Group
LYG
$89.5B
$59K ﹤0.01%
+17,302
New +$58.3K
UEC icon
2716
Uranium Energy
UEC
$4.75B
$59K ﹤0.01%
41,718
+12,649
+44% +$19.1K
UAN icon
2717
CVR Partners
UAN
$1.36B
$58K ﹤0.01%
1,247
-93
-7% -$5.26K
NOG icon
2718
Northern Oil and Gas
NOG
$2.3B
$56K ﹤0.01%
2,177
+258
+13% +$7.91K
CDXS icon
2719
Codexis
CDXS
$151M
$55K ﹤0.01%
11,598
+8
+0.1% +$36
PLX icon
2720
Protalix BioTherapeutics
PLX
$191M
$55K ﹤0.01%
4,064
+24
+0.6% +$216
FUEL
2721
DELISTED
Rocket Fuel Inc.
FUEL
$55K ﹤0.01%
+10,229
New +$29.8K
DXLG icon
2722
Destination XL Group
DXLG
$31.2M
$53K ﹤0.01%
18,658
-5,404
-22% -$16.7K
INFI
2723
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$53K ﹤0.01%
16,714
+12
+0.1% +$30
BCS icon
2724
Barclays
BCS
$92.7B
$52K ﹤0.01%
4,804
+2,215
+86% +$23.8K
DHX icon
2725
DHI Group
DHX
$182M
$51K ﹤0.01%
13,074
+2,487
+23% +$12.8K
107 108
109
110 111

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.