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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
(+8.8%)
Cap. Flow
+$1.71B
Cap. Flow
% of AUM
4.89%
Top 10 Holdings %
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SandRidge Energy
SD
|
+$44.3M |
| 2 |
Howmet Aerospace
HWM
|
+$42.3M |
| 3 |
Coty
COTY
|
+$39.2M |
| 4 |
Applied Materials
AMAT
|
+$34.4M |
| 5 |
Charter Communications
CHTR
|
+$32.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alcoa
AA
|
+$47.5M |
| 2 |
DO
Diamond Offshore Drilling
DO
|
+$35.1M |
| 3 |
RAI
Reynolds American Inc
RAI
|
+$29.4M |
| 4 |
O-I Glass
OI
|
+$28M |
| 5 |
Mondelez International
MDLZ
|
+$24.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 12.98% |
| 2 | Technology | 12.86% |
| 3 | Healthcare | 11.03% |
| 4 | Industrials | 11.01% |
| 5 | Consumer Discretionary | 10.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2701
Brookdale Senior Living
BKD
$3.46B
| $177K | ﹤0.01% |
14,274
+530
| +4% | +$7.12K |
|
2702
Acco Brands
ACCO
$404M
| $173K | ﹤0.01% |
13,279
+3,193
| +32% | +$37.3K |
|
|
LGI
2703
Lazard Global Total Return & Income Fund
LGI
$237M
| $171K | ﹤0.01% |
12,471
+1,265
| +11% | +$17.3K |
|
|
VIA
2704
DELISTED
Viacom Inc. Class A
VIA
| $171K | ﹤0.01% |
4,446
-213
| -5% | -$8.73K |
|
|
CPAC
2705
Cementos Pacasmayo
CPAC
$1.02B
| $169K | ﹤0.01% |
14,735
-1,474
| -9% | -$17.1K |
|
|
KLDX
2706
DELISTED
KLONDEX MINES LTD
KLDX
| $168K | ﹤0.01% |
35,983
-5,449
| -13% | -$27K |
|
|
AAMI
2707
Acadian Asset Management
AAMI
$3.28B
| $166K | ﹤0.01% |
+11,487
| New | +$163K |
|
2708
Ardmore Shipping
ASC
$694M
| $164K | ﹤0.01% |
22,162
-419
| -2% | -$2.81K |
|
|
DRD
2709
DRDGold
DRD
$1.96B
| $163K | ﹤0.01% |
30,783
-3,078
| -9% | -$14.4K |
|
|
PGZ
2710
Principal Real Estate Income Fund
PGZ
$68.8M
| $163K | ﹤0.01% |
10,157
+43
| +0.4% | +$704 |
|
|
LFC
2711
DELISTED
China Life Insurance Company Ltd.
LFC
| $162K | ﹤0.01% |
12,594
-13,943
| -53% | -$184K |
|
|
FCH
2712
DELISTED
Felcor Lodging Trust
FCH
| $161K | ﹤0.01% |
20,051
-27,646
| -58% | -$196K |
|
|
CSR
2713
Centerspace
CSR
$936M
| $159K | ﹤0.01% |
2,225
-193
| -8% | -$12.2K |
|
|
KCG
2714
DELISTED
KCG Holdings, Inc.
KCG
| $159K | ﹤0.01% |
+11,944
| New | +$168K |
|
|
BBG
2715
DELISTED
Bill Barrett Corp
BBG
| $157K | ﹤0.01% |
22,456
-2,025
| -8% | -$12.9K |
|
2716
iShares Global Healthcare ETF
IXJ
$4.11B
| $156K | ﹤0.01% |
+3,286
| New | +$158K |
|
|
AT
2717
DELISTED
Atlantic Power Corporation
AT
| $153K | ﹤0.01% |
60,973
-18,692
| -23% | -$46.4K |
|
|
FDML
2718
DELISTED
Federal-Mogul Holdings Corporation
FDML
| $151K | ﹤0.01% |
+14,692
| New | +$143K |
|
|
CACB
2719
DELISTED
Cascade Bancorp
CACB
| $150K | ﹤0.01% |
+18,449
| New | +$128K |
|
2720
iShares US & Intl High Yield Corp Bond ETF
GHYG
$198M
| $149K | ﹤0.01% |
3,078
-730
| -19% | -$35.5K |
|
2721
Green Brick Partners
GRBK
$3.08B
| $148K | ﹤0.01% |
14,724
+4,321
| +42% | +$38.3K |
|
|
SHOR
2722
DELISTED
ShoreTel, Inc.
SHOR
| $148K | ﹤0.01% |
20,694
-3,208
| -13% | -$22.9K |
|
|
TRR
2723
DELISTED
Trc Companies
TRR
| $146K | ﹤0.01% |
13,710
-211
| -2% | -$1.96K |
|
2724
KRONOS Worldwide
KRO
$987M
| $144K | ﹤0.01% |
12,099
-25,656
| -68% | -$260K |
|
2725
Consolidated Water Co
CWCO
$482M
| $143K | ﹤0.01% |
13,094
-19,269
| -60% | -$212K |
|
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Guggenheim Capital's Q4 2016 Portfolio in Review
As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.
Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.
By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.
- Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
- Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
- Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
- Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
- Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
- Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
- Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.
Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.