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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELNK
2701
DELISTED
EarthLink Holdings Corp.
ELNK
$132K ﹤0.01%
21,292
-56,402
-73% -$365K
ETJ
2702
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$569M
$131K ﹤0.01%
+13,840
New +$134K
GOGO icon
2703
Gogo Inc
GOGO
$617M
$128K ﹤0.01%
11,550
+95
+0.8% +$1.01K
LCTX icon
2704
Lineage Cell Therapeutics
LCTX
$284M
$128K ﹤0.01%
37,482
+9,339
+33% +$25.8K
GNMK
2705
DELISTED
GenMark Diagnostics, Inc
GNMK
$126K ﹤0.01%
10,655
-3
-0% -$29
DVY icon
2706
iShares Select Dividend ETF
DVY
$23.6B
$125K ﹤0.01%
1,453
-9,334
-87% -$806K
FENG
2707
Phoenix New Media
FENG
$18.3M
$124K ﹤0.01%
5,315
-162
-3% -$3.61K
TEI
2708
Templeton Emerging Markets Income Fund
TEI
$320M
$124K ﹤0.01%
11,268
-18,158
-62% -$198K
COHU icon
2709
Cohu
COHU
$2.46B
$120K ﹤0.01%
10,167
-936
-8% -$10.3K
TRR
2710
DELISTED
Trc Companies
TRR
$120K ﹤0.01%
13,921
+159
+1% +$1.15K
DXLG icon
2711
Destination XL Group
DXLG
$30.5M
$116K ﹤0.01%
26,860
+7,323
+37% +$35.7K
RLOG
2712
DELISTED
Rand Logistics, Inc.
RLOG
$116K ﹤0.01%
154,628
– –
BATRA icon
2713
Atlanta Braves Holdings Series A
BATRA
$3.31B
$111K ﹤0.01%
6,363
-1,709
-21% -$28.4K
AKS
2714
DELISTED
AK Steel Holding Corp
AKS
$111K ﹤0.01%
22,931
+1,957
+9% +$9.93K
KZ
2715
DELISTED
KongZhong Corporation
KZ
$110K ﹤0.01%
16,338
-815
-5% -$4.98K
ORC
2716
Orchid Island Capital
ORC
$1.29B
$109K ﹤0.01%
2,084
-2,383
-53% -$127K
RDNT icon
2717
RadNet
RDNT
$5.26B
$109K ﹤0.01%
+14,836
New +$94.5K
GLF
2718
DELISTED
GulfMark Offshore, Inc. Common Stock
GLF
$107K ﹤0.01%
63,750
-19,901
-24% -$52K
TXMD icon
2719
TherapeuticsMD
TXMD
$24.1M
$105K ﹤0.01%
308
+78
+34% +$28.5K
CLDX icon
2720
Celldex Therapeutics
CLDX
$3.15B
$104K ﹤0.01%
1,713
-202
-11% -$12.6K
TTI icon
2721
TETRA Technologies
TTI
$1.25B
$102K ﹤0.01%
16,743
+4,158
+33% +$25.3K
MEET
2722
DELISTED
The Meet Group, Inc. Common Stock
MEET
$102K ﹤0.01%
+16,389
New +$100K
MEMP
2723
DELISTED
Memorial Production Partners LP Common Units
MEMP
$102K ﹤0.01%
57,474
-55,038
-49% -$97.2K
IID
2724
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
$100K ﹤0.01%
15,115
-4,560
-23% -$32.7K
ENIC icon
2725
Enel Chile
ENIC
$6.32B
$99K ﹤0.01%
20,678
-22,956
-53% -$127K
107 108
109
110 111

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.