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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEST
2701
DELISTED
Destination Maternity Corporation
DEST
$176K ﹤0.01%
25,786
-3,712
-13% -$27.8K
CAF
2702
Morgan Stanley China A Share Fund
CAF
$321M
$171K ﹤0.01%
10,101
-559
-5% -$9.02K
BBG
2703
DELISTED
Bill Barrett Corp
BBG
$171K ﹤0.01%
27,505
-5,331
-16% -$21.4K
CNXR
2704
DELISTED
Connecture, Inc.
CNXR
$169K ﹤0.01%
66,202
-31,823
-32% -$85.8K
SVA
2705
DELISTED
Sinovac Biotech, Ltd
SVA
$169K ﹤0.01%
26,390
-2,798
-10% -$16.8K
VG
2706
DELISTED
Vonage Holdings Corporation
VG
$168K ﹤0.01%
36,683
-7,673
-17% -$37.9K
AIFU
2707
AIFU Inc
AIFU
$215M
$166K ﹤0.01%
52
-5
-9% -$14.9K
LMNR icon
2708
Limoneira
LMNR
$249M
$165K ﹤0.01%
10,849
-10,089
-48% -$137K
LEN.B icon
2709
Lennar Class B
LEN.B
$20.1B
$163K ﹤0.01%
4,514
– –
VEDL
2710
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$161K ﹤0.01%
29,234
-25,934
-47% -$121K
BFYT
2711
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$160K ﹤0.01%
26,216
-6,325
-19% -$37.8K
ONB icon
2712
Old National Bancorp
ONB
$10.2B
$158K ﹤0.01%
12,999
-3,545
-21% -$41.8K
IID
2713
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
$158K ﹤0.01%
24,618
-2,562
-9% -$15.1K
LYTS icon
2714
LSI Industries
LYTS
$913M
$157K ﹤0.01%
+13,336
New +$145K
IRL
2715
DELISTED
NEW IRELAND FUND INC
IRL
$156K ﹤0.01%
12,038
+581
+5% +$7.38K
NEO icon
2716
NeoGenomics
NEO
$2B
$155K ﹤0.01%
23,041
-18,503
-45% -$122K
SSNI
2717
DELISTED
Silver Spring Networks, Inc.
SSNI
$155K ﹤0.01%
+10,481
New +$131K
XXIA
2718
DELISTED
Ixia
XXIA
$154K ﹤0.01%
+12,335
New +$131K
TLI
2719
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$153K ﹤0.01%
15,756
-5,198
-25% -$48.6K
EQC.PRE
2720
DELISTED
EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD)
EQC.PRE
$153K ﹤0.01%
6,026
-430
-7% -$10.9K
NPBC
2721
DELISTED
NATL PENN BANCSHARES INC
NPBC
$153K ﹤0.01%
14,426
-16,558
-53% -$188K
ABR icon
2722
Arbor Realty Trust
ABR
$957M
$151K ﹤0.01%
22,172
-148
-0.7% -$973
EMES
2723
DELISTED
Emerge Energy Services LP
EMES
$151K ﹤0.01%
30,395
-2,244
-7% -$9.13K
EBSB
2724
DELISTED
Meridian Bancorp, Inc.
EBSB
$150K ﹤0.01%
10,798
-8,704
-45% -$119K
FENG
2725
Phoenix New Media
FENG
$17.8M
$148K ﹤0.01%
5,540
-372
-6% -$9.59K
107 108
109
110 111

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.