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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLNE icon
2701
Clean Energy Fuels
CLNE
$346M
$317K ﹤0.01%
40,686
+16,933
+71% +$166K
EDE
2702
DELISTED
Empire District Electric
EDE
$316K ﹤0.01%
+13,098
New +$329K
IDCC icon
2703
InterDigital
IDCC
$8.89B
$315K ﹤0.01%
7,906
-241
-3% -$10.6K
KW
2704
DELISTED
Kennedy-Wilson Holdings
KW
$315K ﹤0.01%
13,143
-2,779
-17% -$70.2K
TCP
2705
DELISTED
TC Pipelines LP
TCP
$312K ﹤0.01%
+4,604
New +$257K
ISBC
2706
DELISTED
Investors Bancorp, Inc.
ISBC
$311K ﹤0.01%
30,700
+2,558
+9% +$27K
PSMI
2707
DELISTED
PEREGRINE SEMICONDUCTOR CORP COM STK (DE)
PSMI
$311K ﹤0.01%
+25,172
New +$233K
MHR
2708
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$311K ﹤0.01%
55,862
-12,778
-19% -$84.5K
IMS
2709
DELISTED
IMS HEALTH HLDGS INC COM STK (DE)
IMS
$311K ﹤0.01%
11,892
+446
+4% +$12K
JHP
2710
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$310K ﹤0.01%
37,091
-1,640
-4% -$13.9K
MSGS icon
2711
Madison Square Garden
MSGS
$9.39B
$307K ﹤0.01%
6,518
-3,191
-33% -$144K
CSL icon
2712
Carlisle Companies
CSL
$15.4B
$306K ﹤0.01%
3,811
-16,471
-81% -$1.37M
ING icon
2713
ING
ING
$102B
$306K ﹤0.01%
21,537
-250
-1% -$3.45K
WBS icon
2714
Webster Financial
WBS
$12.8B
$306K ﹤0.01%
10,522
+1,486
+16% +$44.2K
SFLY
2715
DELISTED
Shutterfly, Inc.
SFLY
$306K ﹤0.01%
6,272
-874
-12% -$42.6K
CS
2716
DELISTED
Credit Suisse Group
CS
$304K ﹤0.01%
10,981
+1,235
+13% +$34.5K
TRMK icon
2717
Trustmark
TRMK
$2.75B
$302K ﹤0.01%
13,088
+4,455
+52% +$106K
FWM
2718
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
$302K ﹤0.01%
80,687
-24,895
-24% -$126K
HW
2719
DELISTED
Headwaters Inc
HW
$301K ﹤0.01%
24,034
-3,269
-12% -$41.2K
AEG icon
2720
Aegon
AEG
$14.1B
$298K ﹤0.01%
+52,565
New +$297K
MODV
2721
DELISTED
ModivCare
MODV
$298K ﹤0.01%
6,141
-3,795
-38% -$162K
TLI
2722
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$296K ﹤0.01%
25,613
-20,874
-45% -$246K
TI
2723
DELISTED
Telecom Italia
TI
$295K ﹤0.01%
25,817
-4,602
-15% -$53K
HELE icon
2724
Helen of Troy
HELE
$693M
$294K ﹤0.01%
5,602
-761
-12% -$42.7K
MFC icon
2725
Manulife Financial
MFC
$73.5B
$291K ﹤0.01%
15,136
-1,284
-8% -$25.8K
107 108
109
110 111

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.