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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GHI
2701
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$221K ﹤0.01%
21,478
-55,767
-72% -$577K
GSS
2702
DELISTED
Golden Star Resources Ltd.
GSS
$220K ﹤0.01%
+109,978
New +$288K
KOS icon
2703
Kosmos Energy
KOS
$1.47B
$219K ﹤0.01%
21,265
-21,645
-50% -$227K
CEE
2704
Central and Eastern Europe Fund
CEE
$137M
$218K ﹤0.01%
7,038
-528
-7% -$15.6K
IBKC
2705
DELISTED
IBERIABANK Corp
IBKC
$218K ﹤0.01%
4,210
+126
+3% +$7K
ANH
2706
CALL
DELISTED
Anworth Mortgage Asset Corporation
ANH
$217K ﹤0.01%
+44,900
New +$215K
ULTI
2707
DELISTED
Ultimate Software Group Inc
ULTI
$217K ﹤0.01%
1,473
-615
-29% -$85.3K
MTSC
2708
DELISTED
MTS Systems Corp
MTSC
$217K ﹤0.01%
3,371
-800
-19% -$49.2K
GAME
2709
DELISTED
SHANDA GAMES LTD SPON ADR REPSTG CL A (CAYMAN ISLANDS)
GAME
$216K ﹤0.01%
55,076
-4,039
-7% -$17.6K
NRO
2710
Neuberger Real Estate Securities Income Fund Inc
NRO
$188M
$215K ﹤0.01%
49,894
-44,767
-47% -$197K
SAM icon
2711
Boston Beer
SAM
$1.88B
$214K ﹤0.01%
875
-9,138
-91% -$1.89M
ACTV
2712
DELISTED
Active Network Inc
ACTV
$213K ﹤0.01%
+14,862
New +$143K
JOE icon
2713
St. Joe Company
JOE
$3.84B
$212K ﹤0.01%
10,801
-27,063
-71% -$570K
PIM
2714
Franklin Master Intermediate Income Trust
PIM
$151M
$211K ﹤0.01%
43,275
-49,844
-54% -$246K
GPRE icon
2715
Green Plains
GPRE
$1.06B
$210K ﹤0.01%
13,067
-657
-5% -$10.6K
MIDD icon
2716
Middleby
MIDD
$6.03B
$210K ﹤0.01%
3,015
-3,234
-52% -$208K
HEES
2717
DELISTED
H&E Equipment Services
HEES
$209K ﹤0.01%
+7,857
New +$187K
CSGS
2718
DELISTED
CSG Systems International
CSGS
$208K ﹤0.01%
8,295
-2,089
-20% -$50.3K
ARQ icon
2719
Arq
ARQ
$90.6M
$208K ﹤0.01%
9,736
+88
+0.9% +$1.81K
DXPE icon
2720
DXP Enterprises
DXPE
$3.07B
$207K ﹤0.01%
+2,615
New +$185K
APOG icon
2721
Apogee Enterprises
APOG
$900M
$206K ﹤0.01%
+6,944
New +$192K
DIN icon
2722
Dine Brands
DIN
$449M
$206K ﹤0.01%
2,995
-13,523
-82% -$928K
NPO icon
2723
Enpro
NPO
$7.12B
$206K ﹤0.01%
3,419
-1,745
-34% -$101K
SAAS
2724
DELISTED
inContact, Inc.
SAAS
$206K ﹤0.01%
24,927
+1,321
+6% +$11.3K
CXE
2725
DELISTED
MFS High Income Municipal Trust
CXE
$205K ﹤0.01%
44,218
-5,992
-12% -$27.3K
107 108
109
110 111

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.