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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41B
AUM Growth
-$1.22B
Cap. Flow
-$1.4B
Cap. Flow %
-3.42%
Top 10 Hldgs %
7.61%
Holding
2,857
New
150
Increased
1,149
Reduced
1,452
Closed
90

Top Buys

Rank Stock Value
1
IPGP icon
IPG Photonics
IPGP
+$83.6M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$79.8M
3
TTWO icon
Take-Two Interactive
TTWO
+$54.2M
4
SIVB
SVB Financial Group
SIVB
+$47.1M
5
NKTR icon
Nektar Therapeutics
NKTR
+$41.1M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$792M
2
STX icon
Seagate
STX
+$79.7M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$76.2M
4
LYB icon
LyondellBasell Industries
LYB
+$75.9M
5
ACN icon
Accenture
ACN
+$71.2M

Sector Composition

Rank Sector Weight
1 Technology 15.18%
2 Financials 12.82%
3 Healthcare 11.74%
4 Industrials 10.52%
5 Consumer Discretionary 10.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPI icon
2676
Intrepid Potash
IPI
$468M
$76K ﹤0.01%
2,103
+90
+4% +$3.48K
MITK icon
2677
Mitek Systems
MITK
$837M
$75K ﹤0.01%
+10,189
New +$83K
AVEO
2678
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$75K ﹤0.01%
2,581
+287
+13% +$8.4K
AMPE
2679
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$73K ﹤0.01%
72
+6
+9% +$5.02K
ZN
2680
DELISTED
Zion Oil & Gas, Inc.
ZN
$72K ﹤0.01%
15,153
-1,209
-7% -$4.19K
PMTS icon
2681
CPI Card Group
PMTS
$313M
$71K ﹤0.01%
23,319
-2,210
-9% -$6.71K
NVTA
2682
DELISTED
Invitae Corporation
NVTA
$70K ﹤0.01%
+14,992
New +$107K
GNC
2683
DELISTED
GNC Holdings, Inc.
GNC
$69K ﹤0.01%
17,985
+5,261
+41% +$21.9K
XXII
2684
22nd Century Group
XXII
$1.5M
– –
0
– –
MEET
2685
DELISTED
The Meet Group, Inc. Common Stock
MEET
$68K ﹤0.01%
32,957
+4,713
+17% +$12.2K
KNDI
2686
Kandi Technologies Group
KNDI
$67.9M
$67K ﹤0.01%
13,779
-702
-5% -$4.07K
CDR
2687
DELISTED
Cedar Realty Trust, Inc
CDR
$67K ﹤0.01%
2,597
+676
+35% +$20.4K
HPR
2688
DELISTED
HighPoint Resources Corporation
HPR
$66K ﹤0.01%
+266
New +$67.6K
HLIT icon
2689
Harmonic Inc
HLIT
$1.28B
$65K ﹤0.01%
17,065
+3,332
+24% +$12.1K
ENZ
2690
DELISTED
Enzo Biochem, Inc.
ENZ
$65K ﹤0.01%
11,790
+269
+2% +$1.9K
NE
2691
DELISTED
Noble Corporation
NE
$64K ﹤0.01%
17,503
-1,227
-7% -$5.47K
AGC
2692
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$64K ﹤0.01%
+11,264
New +$66.2K
CTIC
2693
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$64K ﹤0.01%
16,349
+4,499
+38% +$15.8K
EGLE
2694
DELISTED
Eagle Bulk Shipping Inc.
EGLE
$64K ﹤0.01%
1,862
-29
-2% -$1.01K
TNDM icon
2695
Tandem Diabetes Care
TNDM
$1.45B
$62K ﹤0.01%
+12,544
New +$40.4K
TTI icon
2696
TETRA Technologies
TTI
$1.28B
$61K ﹤0.01%
16,307
+641
+4% +$2.52K
VATE icon
2697
INNOVATE Corp
VATE
$183M
$61K ﹤0.01%
1,150
-31
-3% -$1.74K
ZIXI
2698
DELISTED
Zix Corporation
ZIXI
$61K ﹤0.01%
14,242
-669
-4% -$2.87K
CPRX
2699
DELISTED
Catalyst Pharmaceutical
CPRX
$59K ﹤0.01%
25,067
+1,551
+7% +$5.15K
MMT
2700
Aberdeen Multi-Market Income Fund
MMT
$241M
$58K ﹤0.01%
+10,073
New +$59.1K
106 107
108
109 110

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2018 Portfolio in Review

As of Q1 2018, Guggenheim Capital held 2,857 positions worth $41B, down 2.9% from $42.2B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $1.4B in Q1 2018, closing 90 positions and reducing 1,452 holdings. Its most notable exit was Seagate, an estimated $79.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in State Street SPDR Bloomberg High Yield Bond ETF worth $28.5M.

  • Guggenheim Capital's largest Q1 2018 buy was State Street SPDR Bloomberg High Yield Bond ETF: 264,964 shares worth $28.5M.
  • Guggenheim Capital added most to IPG Photonics in Q1 2018, an estimated $83.6M increase.
  • Guggenheim Capital's biggest Q1 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $792M.
  • Guggenheim Capital fully exited Seagate in Q1 2018, selling an estimated $79.7M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $41B portfolio in Q1 2018.
  • Guggenheim Capital opened 150 new positions and closed 90 in Q1 2018.
  • Guggenheim Capital's portfolio value fell 2.9% quarter-over-quarter to $41B.

Based on Guggenheim Capital's 13F filing for Q1 2018, filed 15 May 2018.