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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCS
2676
PIMCO Strategic Income Fund
RCS
$244M
$113K ﹤0.01%
11,912
-1,016
-8% -$9.4K
ENZ
2677
DELISTED
Enzo Biochem, Inc.
ENZ
$110K ﹤0.01%
13,311
+8
+0.1% +$56
CZR
2678
DELISTED
Caesars Entertainment Corporation
CZR
$110K ﹤0.01%
+11,388
New +$104K
CSR
2679
Centerspace
CSR
$921M
$109K ﹤0.01%
1,834
-391
-18% -$25.2K
NOK icon
2680
Nokia
NOK
$51B
$108K ﹤0.01%
+19,891
New +$100K
MEP
2681
DELISTED
Midcoast Energy Partners, L.P.
MEP
$108K ﹤0.01%
13,386
-21,183
-61% -$169K
SVA
2682
DELISTED
Sinovac Biotech, Ltd
SVA
$107K ﹤0.01%
18,750
-2,676
-12% -$15.5K
EGPT
2683
DELISTED
VanEck Egypt Index ETF
EGPT
$105K ﹤0.01%
3,700
+500
+16% +$13.8K
ABR icon
2684
Arbor Realty Trust
ABR
$964M
$103K ﹤0.01%
12,323
+73
+0.6% +$556
AKBA icon
2685
Akebia Therapeutics
AKBA
$354M
$103K ﹤0.01%
+11,262
New +$110K
UPBD icon
2686
Upbound Group
UPBD
$1.13B
$103K ﹤0.01%
11,759
-8,063
-41% -$73.3K
IWN icon
2687
iShares Russell 2000 Value ETF
IWN
$14.3B
$102K ﹤0.01%
+860
New +$102K
OCSI
2688
DELISTED
Oaktree Strategic Income Corporation
OCSI
$99K ﹤0.01%
+11,194
New +$103K
RLOG
2689
DELISTED
Rand Logistics, Inc.
RLOG
$99K ﹤0.01%
154,628
– –
PIR
2690
DELISTED
Pier 1 Imports, Inc.
PIR
$92K ﹤0.01%
+638
New +$93.5K
LSXMA
2691
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$90K ﹤0.01%
3,213
-80,865
-96% -$2.18M
RDNT icon
2692
RadNet
RDNT
$5.02B
$88K ﹤0.01%
14,892
+22
+0.1% +$131
DNR
2693
DELISTED
Denbury Resources, Inc.
DNR
$87K ﹤0.01%
33,596
-51,629
-61% -$160K
GST
2694
DELISTED
Gastar Exploration Inc.
GST
$84K ﹤0.01%
54,958
+32,494
+145% +$53.4K
EPM icon
2695
Evolution Petroleum
EPM
$132M
$83K ﹤0.01%
10,410
+18
+0.2% +$154
ZIXI
2696
DELISTED
Zix Corporation
ZIXI
$83K ﹤0.01%
17,365
+1,208
+7% +$5.96K
ENIC icon
2697
Enel Chile
ENIC
$6.14B
$81K ﹤0.01%
14,684
-5,099
-26% -$25.5K
VATE icon
2698
INNOVATE Corp
VATE
$111M
$81K ﹤0.01%
+1,313
New +$81.5K
EGLE
2699
DELISTED
Eagle Bulk Shipping Inc.
EGLE
$79K ﹤0.01%
+1,992
New +$81.8K
ACGN
2700
DELISTED
Aceragen Inc
ACGN
$78K ﹤0.01%
233
– –
106 107
108
109 110

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.