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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAV
2676
DELISTED
Navistar International
NAV
$206K ﹤0.01%
+6,570
New +$178K
WF icon
2677
Woori Financial
WF
$17.1B
$205K ﹤0.01%
6,400
-1,100
-15% -$35.5K
MGP
2678
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$205K ﹤0.01%
8,095
-4,610
-36% -$115K
NXTM
2679
DELISTED
NxStage Medical Inc.
NXTM
$204K ﹤0.01%
7,801
-363
-4% -$8.98K
TRCO
2680
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$203K ﹤0.01%
5,784
+10
+0.2% +$342
KAI icon
2681
Kadant
KAI
$3.96B
$201K ﹤0.01%
+3,288
New +$189K
BX icon
2682
Blackstone
BX
$107B
$200K ﹤0.01%
+7,401
New +$192K
PES
2683
DELISTED
Pioneer Energy Services Corp.
PES
$198K ﹤0.01%
28,921
-326,033
-92% -$1.59M
LILA icon
2684
Liberty Latin America Class A
LILA
$1.74B
$197K ﹤0.01%
13,980
+12,509
+850% +$190K
TOTL icon
2685
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.02B
$196K ﹤0.01%
+4,053
New +$199K
ARCO icon
2686
Arcos Dorados Holdings
ARCO
$1.78B
$193K ﹤0.01%
36,722
-8,736
-19% -$49.8K
CORT icon
2687
Corcept Therapeutics
CORT
$11.7B
$193K ﹤0.01%
26,588
-1,755
-6% -$13.8K
LL
2688
DELISTED
LL Flooring Holdings, Inc.
LL
$192K ﹤0.01%
12,203
-67,169
-85% -$1.17M
GNT
2689
GAMCO Natural Resources, Gold & Income Trust
GNT
$143M
$191K ﹤0.01%
28,655
-229
-0.8% -$1.66K
CAE icon
2690
CAE Inc. Common Shares
CAE
$8.54B
$190K ﹤0.01%
13,600
-40,500
-75% -$579K
PDLI
2691
DELISTED
PDL BioPharma, Inc.
PDLI
$189K ﹤0.01%
89,289
-46,253
-34% -$129K
HEOP
2692
DELISTED
Heritage Oaks Bancorp
HEOP
$189K ﹤0.01%
+15,334
New +$146K
AXIA
2693
AXIA Energia
AXIA
$23.8B
$188K ﹤0.01%
+34,203
New +$187K
IFLN
2694
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$188K ﹤0.01%
+10,000
New +$187K
KTOS icon
2695
Kratos Defense & Security Solutions
KTOS
$10.9B
$187K ﹤0.01%
25,257
-696
-3% -$4.7K
PSO icon
2696
Pearson
PSO
$9.94B
$185K ﹤0.01%
18,493
+925
+5% +$8.96K
XIN
2697
DELISTED
Xinyuan Real Estate
XIN
$185K ﹤0.01%
3,732
-679
-15% -$37.2K
DTLK
2698
DELISTED
Datalink Corp
DTLK
$183K ﹤0.01%
+16,285
New +$176K
FORM icon
2699
FormFactor
FORM
$9.18B
$182K ﹤0.01%
16,206
-987
-6% -$10.5K
HYS icon
2700
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$181K ﹤0.01%
+1,808
New +$179K
106 107
108
109 110

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.