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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
(-7.8%)
Cap. Flow
-$2.89B
Cap. Flow
% of AUM
-9.11%
Top 10 Holdings %
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$62.9M |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$62.4M |
| 3 |
HOLX
Hologic
HOLX
|
+$44.1M |
| 4 |
Centene
CNC
|
+$39.3M |
| 5 |
Extra Space Storage
EXR
|
+$35.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$47.1M |
| 2 |
GMCR
KEURIG GREEN MTN INC
GMCR
|
+$41.7M |
| 3 |
BRCM
BROADCOM CORP CL-A
BRCM
|
+$40.5M |
| 4 |
CNX Resources
CNX
|
+$38.3M |
| 5 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$37.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.05% |
| 2 | Healthcare | 11.54% |
| 3 | Consumer Discretionary | 10.85% |
| 4 | Financials | 10.67% |
| 5 | Industrials | 9.56% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2676
Sony
SONY
$136B
| $207K | ﹤0.01% |
40,155
-1,140
| -3% | -$5.23K |
|
|
CIE
2677
DELISTED
Cobalt International Energy, Inc
CIE
| $206K | ﹤0.01% |
4,618
-2,053
| -31% | -$97.8K |
|
2678
Ethan Allen Interiors
ETD
$598M
| $205K | ﹤0.01% |
6,452
-37,098
| -85% | -$1.04M |
|
2679
Dave & Buster's
PLAY
$351M
| $204K | ﹤0.01% |
+5,238
| New | +$192K |
|
|
PGZ
2680
Principal Real Estate Income Fund
PGZ
$68.5M
| $203K | ﹤0.01% |
12,321
-748
| -6% | -$11.8K |
|
|
AT
2681
DELISTED
Atlantic Power Corporation
AT
| $203K | ﹤0.01% |
82,412
-38,656
| -32% | -$73.5K |
|
|
SHOR
2682
DELISTED
ShoreTel, Inc.
SHOR
| $202K | ﹤0.01% |
27,078
-1,248
| -4% | -$9.52K |
|
2683
Kratos Defense & Security Solutions
KTOS
$10.8B
| $200K | ﹤0.01% |
40,610
-4,927
| -11% | -$17.8K |
|
|
PBFX
2684
DELISTED
PBF LOGISTICS LP
PBFX
| $200K | ﹤0.01% |
+10,600
| New | +$196K |
|
|
AAIC
2685
DELISTED
Arlington Asset Investment Corp.
AAIC
| $196K | ﹤0.01% |
15,528
-9,182
| -37% | -$111K |
|
|
RMP
2686
DELISTED
Rice Midstream Partners LP
RMP
| $196K | ﹤0.01% |
+13,161
| New | +$158K |
|
2687
FormFactor
FORM
$9B
| $189K | ﹤0.01% |
26,051
+8,866
| +52% | +$67.4K |
|
2688
Gerdau
GGB
$9.89B
| $189K | ﹤0.01% |
134,029
-47,368
| -26% | -$42.1K |
|
|
EVEP
2689
DELISTED
EV Energy Partners, L.P.
EVEP
| $189K | ﹤0.01% |
97,293
-374,152
| -79% | -$808K |
|
|
BHBK
2690
DELISTED
Blue Hills Bancorp, Inc.
BHBK
| $185K | ﹤0.01% |
+13,457
| New | +$189K |
|
|
UAM
2691
DELISTED
Universal American Corp
UAM
| $185K | ﹤0.01% |
25,927
-4,316
| -14% | -$28K |
|
|
STL
2692
DELISTED
Sterling Bancorp
STL
| $185K | ﹤0.01% |
11,614
-4,421
| -28% | -$67K |
|
2693
Capitol Federal Financial
CFFN
$1.11B
| $184K | ﹤0.01% |
+13,920
| New | +$173K |
|
2694
Extreme Networks
EXTR
$3.19B
| $182K | ﹤0.01% |
58,450
+28,395
| +94% | +$87.3K |
|
2695
Cleveland-Cliffs
CLF
$6.98B
| $181K | ﹤0.01% |
60,303
-140,922
| -70% | -$295K |
|
|
AHT
2696
Ashford Hospitality Trust
AHT
$21M
| $180K | ﹤0.01% |
28
-1
| -3% | -$5.42K |
|
2697
CVB Financial
CVBF
$4B
| $180K | ﹤0.01% |
10,331
-3,963
| -28% | -$62.5K |
|
|
FAX
2698
abrdn Asia-Pacific Income Fund
FAX
$594M
| $179K | ﹤0.01% |
5,989
-3,707
| -38% | -$103K |
|
2699
ADMA Biologics
ADMA
$2.25B
| $177K | ﹤0.01% |
21,818
+4,286
| +24% | +$24.5K |
|
|
BEL
2700
DELISTED
Belmond Ltd.
BEL
| $177K | ﹤0.01% |
18,652
-8,710
| -32% | -$77.5K |
|
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Guggenheim Capital's Q1 2016 Portfolio in Review
As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.
- Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
- Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
- Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
- Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
- Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
- Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.
Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.