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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYV icon
2676
Live Nation Entertainment
LYV
$42.1B
$340K ﹤0.01%
14,157
-5,551
-28% -$128K
NYRT
2677
DELISTED
New York REIT, Inc.
NYRT
$340K ﹤0.01%
3,308
+1,853
+127% +$196K
TCF
2678
DELISTED
TCF Financial Corporation
TCF
$337K ﹤0.01%
21,693
+4,210
+24% +$67.2K
ROYT
2679
DELISTED
PACIFIC COAST OIL TRUST
ROYT
$336K ﹤0.01%
32,810
+12,917
+65% +$143K
XIN
2680
DELISTED
Xinyuan Real Estate
XIN
$335K ﹤0.01%
11,416
-202
-2% -$7.44K
CMPR icon
2681
Cimpress
CMPR
$2.31B
$333K ﹤0.01%
6,074
-2,409
-28% -$110K
EMCB icon
2682
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.8M
$333K ﹤0.01%
4,395
-13,461
-75% -$1.05M
VRNT
2683
DELISTED
Verint Systems
VRNT
$333K ﹤0.01%
11,731
+2,595
+28% +$66.5K
WSBF icon
2684
Waterstone Financial
WSBF
$375M
$332K ﹤0.01%
28,696
+16,519
+136% +$189K
BSCE
2685
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
$332K ﹤0.01%
15,734
-3,466,539
-100% -$73.1M
GEQ
2686
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$332K ﹤0.01%
16,800
-3,233
-16% -$64.2K
PTNR
2687
DELISTED
Partner Communications
PTNR
$331K ﹤0.01%
47,027
-5,869
-11% -$43.5K
MTG icon
2688
MGIC Investment
MTG
$6.25B
$330K ﹤0.01%
42,271
-163,313
-79% -$1.34M
TKR icon
2689
Timken Company
TKR
$9.03B
$330K ﹤0.01%
7,778
-2,419
-24% -$111K
NCLH icon
2690
Norwegian Cruise Line
NCLH
$8.84B
$329K ﹤0.01%
9,127
-50,341
-85% -$1.71M
AKR icon
2691
Acadia Realty Trust
AKR
$2.84B
$327K ﹤0.01%
11,864
-2,477
-17% -$70.3K
AVH
2692
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$326K ﹤0.01%
23,793
-19,849
-45% -$317K
NEOG icon
2693
Neogen
NEOG
$2.5B
$324K ﹤0.01%
21,864
-2,413
-10% -$38.1K
VPG icon
2694
Vishay Precision Group
VPG
$914M
$324K ﹤0.01%
21,743
+2,271
+12% +$35.6K
NBO
2695
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$323K ﹤0.01%
23,853
-1,779
-7% -$24K
IXC icon
2696
iShares Global Energy ETF
IXC
$2.76B
$322K ﹤0.01%
7,345
-7,216
-50% -$337K
DCI icon
2697
Donaldson
DCI
$11.4B
$321K ﹤0.01%
7,892
+384
+5% +$15.6K
PHX
2698
DELISTED
PHX Minerals
PHX
$319K ﹤0.01%
10,692
-9,852
-48% -$303K
AMRE
2699
DELISTED
AMREIT INC NEW COM STK
AMRE
$319K ﹤0.01%
13,899
-38,746
-74% -$885K
SSNI
2700
DELISTED
Silver Spring Networks, Inc.
SSNI
$318K ﹤0.01%
32,960
+15,443
+88% +$168K
106 107
108
109 110

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.