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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KZ
2651
DELISTED
KongZhong Corporation
KZ
$155K ﹤0.01%
20,916
+3,924
+23% +$27.9K
LQ
2652
DELISTED
La Quinta Holdings Inc.
LQ
$154K ﹤0.01%
11,478
-154,600
-93% -$2.16M
RC
2653
Ready Capital
RC
$258M
$152K ﹤0.01%
+10,550
New +$144K
FGP
2654
DELISTED
Ferrellgas Partners, L.P.
FGP
$151K ﹤0.01%
25,271
-15,251
-38% -$106K
LNTH icon
2655
Lantheus
LNTH
$6.49B
$150K ﹤0.01%
+12,015
New +$127K
IGR
2656
CBRE Global Real Estate Income Fund
IGR
$709M
$148K ﹤0.01%
19,826
-10,516
-35% -$78.4K
FCH
2657
DELISTED
Felcor Lodging Trust
FCH
$148K ﹤0.01%
19,836
-215
-1% -$1.63K
CWCO icon
2658
Consolidated Water Co
CWCO
$467M
$147K ﹤0.01%
12,640
-454
-3% -$4.79K
CPAC
2659
Cementos Pacasmayo
CPAC
$1.01B
$146K ﹤0.01%
12,928
-1,807
-12% -$20.7K
AEG icon
2660
Aegon
AEG
$14B
$145K ﹤0.01%
36,668
-38,074
-51% -$161K
FORM icon
2661
FormFactor
FORM
$8.28B
$143K ﹤0.01%
12,050
-4,156
-26% -$48.2K
UAM
2662
DELISTED
Universal American Corp
UAM
$142K ﹤0.01%
+14,216
New +$142K
VCLT icon
2663
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$141K ﹤0.01%
+1,563
New +$140K
CACB
2664
DELISTED
Cascade Bancorp
CACB
$141K ﹤0.01%
18,399
-50
-0.3% -$397
MTBL
2665
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$137K ﹤0.01%
58,377
+3,868
+7% +$9.42K
DRD
2666
DRDGold
DRD
$1.77B
$135K ﹤0.01%
27,503
-3,280
-11% -$18.3K
ASC icon
2667
Ardmore Shipping
ASC
$710M
$128K ﹤0.01%
15,939
-6,223
-28% -$45.8K
GOGO icon
2668
Gogo Inc
GOGO
$565M
$128K ﹤0.01%
11,560
-63
-0.5% -$634
IVE icon
2669
iShares S&P 500 Value ETF
IVE
$49B
$128K ﹤0.01%
1,235
-576,160
-100% -$59.9M
UCFC
2670
DELISTED
United Community Financial Corp
UCFC
$127K ﹤0.01%
15,384
+2,408
+19% +$20.7K
AIFU
2671
AIFU Inc
AIFU
$206M
$123K ﹤0.01%
36
-5
-12% -$17.6K
TEI
2672
Templeton Emerging Markets Income Fund
TEI
$314M
$121K ﹤0.01%
10,831
-1,716
-14% -$19.5K
MEET
2673
DELISTED
The Meet Group, Inc. Common Stock
MEET
$115K ﹤0.01%
19,671
+3,244
+20% +$16.5K
BBG
2674
DELISTED
Bill Barrett Corp
BBG
$114K ﹤0.01%
25,201
+2,745
+12% +$16K
LCTX icon
2675
Lineage Cell Therapeutics
LCTX
$269M
$113K ﹤0.01%
37,642
+83
+0.2% +$236
105 106
107
108 109

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.