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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KB icon
2651
KB Financial Group
KB
$42.5B
$235K ﹤0.01%
6,633
-5,677
-46% -$204K
ANIK icon
2652
Anika Therapeutics
ANIK
$271M
$234K ﹤0.01%
4,779
-465
-9% -$21.5K
BJRI icon
2653
BJ's Restaurants
BJRI
$1.47B
$233K ﹤0.01%
+5,942
New +$222K
BB icon
2654
BlackBerry
BB
$5.15B
$229K ﹤0.01%
33,270
-89,763
-73% -$667K
PLNT icon
2655
Planet Fitness
PLNT
$4.16B
$228K ﹤0.01%
+11,367
New +$236K
DOOR
2656
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
$228K ﹤0.01%
3,472
-112
-3% -$7.02K
CALY
2657
Callaway Golf Company
CALY
$3.15B
$227K ﹤0.01%
20,718
-1,862
-8% -$21.1K
PNK
2658
DELISTED
Pinnacle Entertainment Inc.
PNK
$227K ﹤0.01%
15,647
+3,758
+32% +$50.2K
MBLY
2659
DELISTED
Mobileye N.V.
MBLY
$227K ﹤0.01%
5,964
-14,910
-71% -$561K
FIX icon
2660
Comfort Systems
FIX
$61B
$226K ﹤0.01%
6,788
-70,319
-91% -$2.19M
FRGI
2661
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$225K ﹤0.01%
+7,513
New +$209K
NOAH
2662
Noah Holdings
NOAH
$597M
$223K ﹤0.01%
10,174
-1,827
-15% -$43.9K
UPBD icon
2663
Upbound Group
UPBD
$1.13B
$222K ﹤0.01%
19,822
-299,400
-94% -$3.33M
RP
2664
DELISTED
RealPage, Inc.
RP
$222K ﹤0.01%
+7,393
New +$206K
IGR
2665
CBRE Global Real Estate Income Fund
IGR
$713M
$221K ﹤0.01%
30,342
-21,250
-41% -$159K
BBAR icon
2666
BBVA Argentina
BBAR
$3.59B
$218K ﹤0.01%
12,489
-2,062
-14% -$38.5K
CAF
2667
Morgan Stanley China A Share Fund
CAF
$324M
$216K ﹤0.01%
+12,679
New +$228K
CORP icon
2668
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$215K ﹤0.01%
2,100
-500
-19% -$51.8K
PDS
2669
Precision Drilling
PDS
$991M
$213K ﹤0.01%
1,954
-112
-5% -$11K
KKR icon
2670
KKR & Co
KKR
$92.5B
$212K ﹤0.01%
13,753
-14,020
-50% -$211K
INGN icon
2671
Inogen
INGN
$177M
$211K ﹤0.01%
+3,140
New +$194K
EBND icon
2672
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.27B
$209K ﹤0.01%
7,872
-1,865
-19% -$50.4K
TXMD icon
2673
TherapeuticsMD
TXMD
$24.1M
$209K ﹤0.01%
726
+418
+136% +$130K
TGH
2674
DELISTED
Textainer Group Holdings limited
TGH
$208K ﹤0.01%
27,958
-18,477
-40% -$154K
BHBK
2675
DELISTED
Blue Hills Bancorp, Inc.
BHBK
$208K ﹤0.01%
11,124
-1,753
-14% -$29.3K
105 106
107
108 109

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.