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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLRS
2651
Controladora Vuela Compania de Aviacion
VLRS
$962M
$204K ﹤0.01%
11,711
-1,817
-13% -$33K
NXTM
2652
DELISTED
NxStage Medical Inc.
NXTM
$204K ﹤0.01%
+8,164
New +$190K
CORE
2653
DELISTED
Core Mark Holding Co., Inc.
CORE
$203K ﹤0.01%
5,678
+382
+7% +$16.5K
VIA
2654
DELISTED
Viacom Inc. Class A
VIA
$199K ﹤0.01%
4,659
+1,316
+39% +$60.6K
JOE icon
2655
St. Joe Company
JOE
$3.7B
$197K ﹤0.01%
10,705
-8,533
-44% -$159K
AT
2656
DELISTED
Atlantic Power Corporation
AT
$197K ﹤0.01%
79,665
-1,411
-2% -$3.55K
NSU
2657
DELISTED
Nevsun Resources Ltd.
NSU
$197K ﹤0.01%
+65,146
New +$204K
BHBK
2658
DELISTED
Blue Hills Bancorp, Inc.
BHBK
$194K ﹤0.01%
12,877
-730
-5% -$10.6K
CMCM
2659
Cheetah Mobile
CMCM
$92.5M
$193K ﹤0.01%
+3,097
New +$179K
CPAC
2660
Cementos Pacasmayo
CPAC
$1.02B
$191K ﹤0.01%
+16,209
New +$189K
SHOR
2661
DELISTED
ShoreTel, Inc.
SHOR
$191K ﹤0.01%
23,902
-4,245
-15% -$33.2K
MEG
2662
DELISTED
Media General, Inc
MEG
$190K ﹤0.01%
10,334
-801
-7% -$14.2K
GHYG icon
2663
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$188K ﹤0.01%
3,808
-7,884
-67% -$384K
ENTG icon
2664
Entegris
ENTG
$22.2B
$187K ﹤0.01%
10,720
-668
-6% -$11K
FORM icon
2665
FormFactor
FORM
$8.92B
$186K ﹤0.01%
17,193
-5,890
-26% -$59.3K
SAFE
2666
Safehold
SAFE
$1.15B
$186K ﹤0.01%
3,563
-2,811
-44% -$144K
ALJ
2667
DELISTED
Alon USA Energy Inc
ALJ
$186K ﹤0.01%
23,090
-393
-2% -$2.92K
CRESY
2668
Cresud
CRESY
$784M
$185K ﹤0.01%
+11,651
New +$174K
CORT icon
2669
Corcept Therapeutics
CORT
$12B
$184K ﹤0.01%
28,343
-1,448
-5% -$8.42K
BANC icon
2670
Banc of California
BANC
$3.07B
$180K ﹤0.01%
10,326
-2,679
-21% -$55.6K
KTOS icon
2671
Kratos Defense & Security Solutions
KTOS
$10.4B
$179K ﹤0.01%
25,953
-13,983
-35% -$81.7K
PGZ
2672
Principal Real Estate Income Fund
PGZ
$68.6M
$179K ﹤0.01%
10,114
-335
-3% -$5.94K
MTBL
2673
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$179K ﹤0.01%
57,989
-11,344
-16% -$30.9K
GORO icon
2674
Goldgroup Mining Inc.
GORO
$163M
$177K ﹤0.01%
23,781
-7,065
-23% -$41.8K
MSL
2675
DELISTED
Midsouth Bancorp, Inc.
MSL
$177K ﹤0.01%
17,001
-5,454
-24% -$55.9K
105 106
107
108 109

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.